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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 75 holdings with a total value of $118,236,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ATRICURE INC 548,611 13,518,000 11.43% SH
2 ABBVIE INC 116,581 7,833,000 6.62%
3 NXSTAGE MED INC COM 366,554 5,236,000 4.43% SH
4 ACHILLION PHARMACEUTICALS INC COM 480,300 4,255,000 3.60% SH
5 RIGEL PHARMACEUTICAL INC 1,109,740 3,562,000 3.01% SH
6 ZS PHARMA INC 67,100 3,515,000 2.97%
7 BIOCRYST PHARMACEUTICALS 221,656 3,309,000 2.80% SH
8 INSULET CORPORATION 106,018 3,285,000 2.78% SH
9 DISCOVERY LABORATORIES INC N 4,794,874 3,261,000 2.76% SH
10 XENOPORT INC 531,032 3,255,000 2.75% SH
11 PROTALIX BIOTHERAPEUTICS INC 4,000,000 3,196,000 2.70% PRN
12 AERIE PHARMACEUTICALS INC 156,842 2,768,000 2.34% SH
13 DERMA SCIENCES INC COM PAR .01 373,918 2,677,000 2.26% SH
14 SYNERGY PHARMACEUTICALS DEL COM NEW 317,563 2,636,000 2.23%
15 ESSA Pharma 231,200 2,626,000 2.22%
16 Otonomy Inc 111,466 2,563,000 2.17%
17 APPLIED GENETIC TECHNOL CORP 157,192 2,411,000 2.04%
18 PROTALIX BIOTHERAPEUTICS INC 1,230,789 2,400,000 2.03% SH
19 INSULET CORP 2 06/15/2019 2,407,000 2,338,000 1.98% PRN
20 BIOTELEMETRY INC COM 235,645 2,222,000 1.88% SH
21 CLOVIS ONCOLOGY INC 23,090 2,029,000 1.72% SH
22 Stereotaxis Inc 1,372,862 1,977,000 1.67% SH
23 MASIMO CORP COM 46,010 1,782,000 1.51% SH
24 CYNAPSUS THERAPEUTICS INC 94,824 1,730,000 1.46%
25 Neothetics Inc 184,187 1,658,000 1.40% SH
26 Ascendis Pharma 93,541 1,654,000 1.40%
27 CELYAD SA 30,000 1,561,000 1.32%
28 CARA THERAPEUTICS INC 126,956 1,543,000 1.31%
29 ZOGENIX INC 853,700 1,434,000 1.21%
30 SCYNEXIS INC 161,382 1,419,000 1.20% SH
31 TARGACEPT INC 463,914 1,294,000 1.09% SH
32 NOVADAQ TECHNOLOGIES INC 101,841 1,233,000 1.04% SH
33 Dicerna Pharmaceuticals 86,800 1,211,000 1.02%
34 CYTRX CORP 300,813 1,119,000 0.95% SH
35 UNIQURE NV 40,000 1,080,000 0.91% SH
36 BLUEBIRD BIO INCORPORATED 6,000 1,010,000 0.85% SH
37 DERMIRA INC 56,736 996,000 0.84%
38 NUVASIVE INC 760,000 968,000 0.82% PRN
39 SYNERON MEDICAL LTD ORD SHS 90,947 966,000 0.82% SH
40 CAREDX INC 145,627 947,000 0.80% SH
41 JOHNSON & JOHNSON 9,400 916,000 0.77% SH
42 SPECTRANETICS CORP 39,812 916,000 0.77% SH
43 ARENA PHARMACEUTICALS INC 189,000 877,000 0.74%
44 CARDICA INC 1,486,004 742,000 0.63% SH
45 LIPOCINE INC NEW 85,000 729,000 0.62%
46 Exactech Inc 31,636 659,000 0.56% SH
47 ARCA BIOPHARMA INC COM NEW 567,859 653,000 0.55%
48 ENCISION INC 1,062,500 584,000 0.49% SH
49 Cogentix Medical Inc 353,181 572,000 0.48%
50 CYNAPSUS THERAPEUTICS INC 33,995 559,000 0.47% SH
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-15-000016, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.