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KEMPHARM INC
KEMPHARM INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 58 Institutional holders with a total value of $106,710,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 1,420,497 20,597,000 19.30%
2 Arete Wealth Advisors, LLC 1,044,344 15,143,000 14.19%
3 DSC Advisors, L.P. 893,558 12,957,000 12.14%
4 Alyeska Investment Group, L.P. 414,893 6,016,000 5.64%
5 SCHRODER INVESTMENT MANAGEMENT GROUP 342,700 5,137,000 4.81%
6 Point72 Asset Management, L.P. 318,076 4,612,000 4.32%
7 VANGUARD GROUP INC 307,820 4,463,000 4.18%
8 Broadfin Capital, LLC 299,695 4,346,000 4.07%
9 DRIEHAUS CAPITAL MANAGEMENT LLC 244,811 3,550,000 3.33%
10 KINGDON CAPITAL MANAGEMENT, L.L.C. 238,224 3,454,000 3.24%
11 BlackRock Fund Advisors 201,772 2,926,000 2.74%
12 FEDERATED HERMES, INC. 200,000 2,900,000 2.72%
13 SPHERA FUNDS MANAGEMENT LTD. 183,954 2,667,000 2.50%
14 Endurant Capital Management LP 169,586 2,459,000 2.30%
15 C WorldWide Group Holding A/S 165,000 2,392,000 2.24%
16 GOLDMAN SACHS GROUP INC 85,753 1,243,000 1.16%
17 WELLINGTON MANAGEMENT GROUP LLP 62,892 912,000 0.85%
18 KENNEDY CAPITAL MANAGEMENT LLC 55,126 799,000 0.75%
19 COWEN INC. 54,435 789,000 0.74%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,311 715,000 0.67%
21 Spark Investment Management LLC 47,825 693,000 0.65%
22 MOORE CAPITAL MANAGEMENT, LP 41,000 595,000 0.56%
23 BlackRock Group LTD 40,903 593,000 0.56%
24 BlackRock Institutional Trust Company, N.A. 35,485 515,000 0.48%
25 CREDIT SUISSE AG/ 34,472 500,000 0.47%
26 GEODE CAPITAL MANAGEMENT, LLC 34,435 499,000 0.47%
27 TFS CAPITAL LLC 32,862 476,000 0.45%
28 Boyle Capital Management, L.L.C. 28,957 420,000 0.39%
29 UBS Group AG 27,176 394,000 0.37%
30 MILLENNIUM MANAGEMENT LLC 23,296 338,000 0.32%
31 JPMORGAN CHASE & CO 21,163 307,000 0.29%
32 Iowa State Bank 19,020 276,000 0.26%
33 NORTHERN TRUST CORP 18,914 274,000 0.26%
34 Evanson Asset Management, LLC 17,094 248,000 0.23%
35 Segantii Capital Management Ltd 16,100 241,000 0.23%
36 WILLIAM HARRIS INVESTORS INC 15,980 232,000 0.22%
37 A.R.T. Advisors, LLC 13,659 198,000 0.19%
38 MORGAN STANLEY 12,646 183,000 0.17%
39 DEUTSCHE BANK AG\ 11,917 172,000 0.16%
40 NOMURA HOLDINGS INC 11,730 170,000 0.16%
41 MENTA CAPITAL LLC 11,410 165,000 0.15%
42 ProShare Advisors LLC 10,632 154,000 0.14%
43 INVESTMENT CENTERS OF AMERICA INC 10,492 152,000 0.14%
44 VSR Financial Services, Inc. 10,371 150,000 0.14%
45 Weiss Multi-Strategy Advisers LLC 10,000 145,000 0.14%
46 SG Americas Securities, LLC 9,647 140,000 0.13%
47 Creative Planning 8,794 128,000 0.12%
48 DekaBank Deutsche Girozentrale 6,600 99,000 0.09%
49 WELLS FARGO & COMPANY/MN 4,944 72,000 0.07%
50 CITIGROUP INC 1,826 26,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.