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KEMPHARM INC
KEMPHARM INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 48 Institutional holders with a total value of $139,060,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 1,420,497 28,211,000 20.29%
2 Arete Wealth Advisors, LLC 987,111 19,604,000 14.10%
3 DSC Advisors, L.P. 801,257 15,913,000 11.44%
4 Broadfin Capital, LLC 732,338 14,544,000 10.46%
5 Alyeska Investment Group, L.P. 448,429 8,906,000 6.40%
6 SCHRODER INVESTMENT MANAGEMENT GROUP 342,700 6,806,000 4.89%
7 VANGUARD GROUP INC 280,960 5,580,000 4.01%
8 DRIEHAUS CAPITAL MANAGEMENT LLC 251,689 4,999,000 3.59%
9 KINGDON CAPITAL MANAGEMENT, L.L.C. 203,390 4,039,000 2.90%
10 FEDERATED HERMES, INC. 200,000 3,972,000 2.86%
11 BlackRock Fund Advisors 184,531 3,665,000 2.64%
12 SPHERA FUNDS MANAGEMENT LTD. 183,954 3,653,000 2.63%
13 C WorldWide Group Holding A/S 165,000 3,277,000 2.36%
14 WELLINGTON MANAGEMENT GROUP LLP 152,692 3,032,000 2.18%
15 Endurant Capital Management LP 104,886 2,083,000 1.50%
16 GOLDMAN SACHS GROUP INC 62,509 1,241,000 0.89%
17 Informed Momentum Co LLC 61,253 1,216,000 0.87%
18 MOORE CAPITAL MANAGEMENT, LP 50,000 993,000 0.71%
19 KENNEDY CAPITAL MANAGEMENT LLC 49,915 991,000 0.71%
20 GEODE CAPITAL MANAGEMENT, LLC 34,479 684,000 0.49%
21 Boyle Capital Management, L.L.C. 34,094 677,000 0.49%
22 BlackRock Institutional Trust Company, N.A. 33,832 672,000 0.48%
23 COWEN INC. 33,574 667,000 0.48%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,317 503,000 0.36%
25 Spark Investment Management LLC 19,600 389,000 0.28%
26 Iowa State Bank 19,020 378,000 0.27%
27 NORTHERN TRUST CORP 18,089 359,000 0.26%
28 ProShare Advisors LLC 11,620 231,000 0.17%
29 CREDIT SUISSE AG/ 10,734 213,000 0.15%
30 ROYAL BANK OF CANADA 10,525 209,000 0.15%
31 VSR Financial Services, Inc. 10,371 206,000 0.15%
32 MENTA CAPITAL LLC 10,256 204,000 0.15%
33 Weiss Multi-Strategy Advisers LLC 10,000 199,000 0.14%
34 Creative Planning 8,794 175,000 0.13%
35 DEUTSCHE BANK AG\ 5,141 102,000 0.07%
36 WELLS FARGO & COMPANY/MN 4,169 83,000 0.06%
37 ARBOR WEALTH MANAGEMENT, LLC 6,251 66,000 0.05%
38 MORGAN STANLEY 3,101 62,000 0.04%
39 Tortoise Investment Management, LLC 2,597 52,000 0.04%
40 BANK OF AMERICA CORP /DE/ 2,411 48,000 0.03%
41 CITIGROUP INC 2,038 40,000 0.03%
42 WESTPORT RESOURCES MANAGEMENT INC 1,600 32,000 0.02%
43 UBS Group AG 1,435 29,000 0.02%
44 WEALTHCARE CAPITAL MANAGEMENT LLC 1,000 20,000 0.01%
45 BlackRock Investment Management, LLC 987 20,000 0.01%
46 BLACKROCK ADVISORS LLC 384 8,000 0.01%
47 BARCLAYS PLC 258 5,000 0.00%
48 Tower Research Capital LLC (TRC) 78 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.