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KEMPHARM INC
KEMPHARM INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 33 Institutional holders with a total value of $104,392,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEERFIELD MANAGEMENT COMPANY, L.P. 1,420,497 27,529,000 26.37%
2 Broadfin Capital, LLC 799,788 15,500,000 14.85%
3 DSC Advisors, L.P. 624,900 12,111,000 11.60%
4 SCHRODER INVESTMENT MANAGEMENT GROUP 342,700 6,642,000 6.36%
5 Alyeska Investment Group, L.P. 290,231 5,625,000 5.39%
6 KINGDON CAPITAL MANAGEMENT, L.L.C. 270,400 5,240,000 5.02%
7 VANGUARD GROUP INC 265,687 5,149,000 4.93%
8 DRIEHAUS CAPITAL MANAGEMENT LLC 218,445 4,233,000 4.05%
9 SPHERA FUNDS MANAGEMENT LTD. 204,393 3,961,000 3.79%
10 FEDERATED HERMES, INC. 200,000 3,876,000 3.71%
11 C WorldWide Group Holding A/S 165,000 3,198,000 3.06%
12 WELLINGTON MANAGEMENT GROUP LLP 159,547 3,092,000 2.96%
13 Endurant Capital Management LP 62,734 1,216,000 1.16%
14 Informed Momentum Co LLC 61,013 1,182,000 1.13%
15 MOORE CAPITAL MANAGEMENT, LP 50,000 969,000 0.93%
16 KENNEDY CAPITAL MANAGEMENT LLC 35,538 689,000 0.66%
17 BlackRock Institutional Trust Company, N.A. 33,832 656,000 0.63%
18 GEODE CAPITAL MANAGEMENT, LLC 33,236 644,000 0.62%
19 MILLENNIUM MANAGEMENT LLC 32,467 629,000 0.60%
20 Weiss Multi-Strategy Advisers LLC 27,500 533,000 0.51%
21 A.R.T. Advisors, LLC 20,859 404,000 0.39%
22 Spark Investment Management LLC 19,200 371,000 0.36%
23 NORTHERN TRUST CORP 15,789 306,000 0.29%
24 BlackRock Fund Advisors 15,069 292,000 0.28%
25 MORGAN STANLEY 3,836 74,000 0.07%
26 BlackRock Group LTD 3,644 71,000 0.07%
27 WESTPORT RESOURCES MANAGEMENT INC 3,300 64,000 0.06%
28 PANAGORA ASSET MANAGEMENT INC 2,886 56,000 0.05%
29 BARCLAYS PLC 1,500 29,000 0.03%
30 WEALTHCARE CAPITAL MANAGEMENT LLC 1,000 19,000 0.02%
31 BlackRock Investment Management, LLC 921 18,000 0.02%
32 ROYAL BANK OF CANADA 600 12,000 0.01%
33 Tower Research Capital LLC (TRC) 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.