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NEW YORK MTG TR INC
NEW YORK MTG TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 8 Institutional holders with a total value of $8,583,890.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 301,558 6,016,000 70.08%
2 UBS Group AG 75,205 1,500,000 17.47%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 33,432 667,000 7.77%
4 KCM INVESTMENT ADVISORS LLC 12,628 252,000 2.94%
5 MORGAN STANLEY 5,747 115,000 1.34%
6 SONORA INVESTMENT MANAGEMENT, LLC 1,000 20,890 0.24%
7 ROYAL BANK OF CANADA 500 10,000 0.12% PRN
8 Tower Research Capital LLC (TRC) 160 3,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.