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NEW YORK MTG TR INC
NEW YORK MTG TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 11 Institutional holders with a total value of $12,700,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 401,558 9,553,000 75.22%
2 UBS Group AG 69,256 1,651,000 13.00%
3 Commonwealth Equity Services, Inc 18,819 449,000 3.54%
4 KCM INVESTMENT ADVISORS LLC 12,209 291,000 2.29%
5 Family Manage LLC 12,210 291,000 2.29%
6 MORGAN STANLEY 11,128 265,000 2.09%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,825 115,000 0.91%
8 JPMORGAN CHASE & CO 2,000 48,000 0.38%
9 SONORA INVESTMENT MANAGEMENT, LLC 1,000 23,840 0.19%
10 BANK OF AMERICA CORP /DE/ 500 12,000 0.09%
11 Tower Research Capital LLC (TRC) 100 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.