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NEW YORK MTG TR INC
NEW YORK MTG TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 10 Institutional holders with a total value of $11,181,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 352,493 8,164,000 73.02%
2 UBS Group AG 74,155 1,721,000 15.39%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 26,216 603,000 5.39%
4 KCM INVESTMENT ADVISORS LLC 11,915 277,000 2.48%
5 Commonwealth Equity Services, Inc 8,630 200,000 1.79%
6 MORGAN STANLEY 5,747 133,000 1.19%
7 BROWN BROTHERS HARRIMAN & CO 2,000 46,000 0.41%
8 SONORA INVESTMENT MANAGEMENT, LLC 1,000 23,210 0.21%
9 ROYAL BANK OF CANADA 500 12,000 0.11% PRN
10 MSI Financial Services Inc 81 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.