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NEW YORK MTG TR INC
NEW YORK MTG TR INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 15 Institutional holders with a total value of $12,362,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MSI Financial Services Inc 81 2,000 0.02%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 200 5,000 0.04%
3 ROYAL BANK OF CANADA 280 6,000 0.05% PRN
4 Tower Research Capital LLC (TRC) 500 11,000 0.09%
5 SOWELL FINANCIAL SERVICES LLC 500 12,000 0.10%
6 SONORA INVESTMENT MANAGEMENT, LLC 1,000 22,914 0.19%
7 BANK OF AMERICA CORP /DE/ 1,200 27,000 0.22%
8 BROWN BROTHERS HARRIMAN & CO 2,000 46,000 0.37%
9 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,943 205,000 1.66%
10 INFRASTRUCTURE CAPITAL ADVISORS, LLC 10,000 229,000 1.85%
11 KCM INVESTMENT ADVISORS LLC 12,101 277,000 2.24%
12 Commonwealth Equity Services, Inc 13,729 315,000 2.55%
13 MORGAN STANLEY 14,775 339,000 2.74%
14 UBS Group AG 74,471 1,706,000 13.80%
15 FMR LLC 401,558 9,160,000 74.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.