| 1 |
CREDIT SUISSE AG/ |
50,283,500 |
220,745,000 |
93.60% |
|
|
| 2 |
FLOW TRADERS U.S. LLC |
2,400,778 |
10,539,000 |
4.47% |
|
|
| 3 |
Jefferies Group LLC |
332,000 |
1,457,000 |
0.62% |
|
|
| 4 |
Virtu KCG Holdings LLC |
126,417 |
555,000 |
0.24% |
|
|
| 5 |
CITADEL ADVISORS LLC |
102,847 |
451,000 |
0.19% |
|
|
| 6 |
HighTower Advisors, LLC |
80,001 |
351,000 |
0.15% |
|
|
| 7 |
WEDBUSH SECURITIES INC |
70,194 |
308,000 |
0.13% |
|
|
| 8 |
GOLDMAN SACHS GROUP INC |
40,682 |
179,000 |
0.08% |
|
|
| 9 |
TWO SIGMA SECURITIES, LLC |
39,121 |
172,000 |
0.07% |
|
|
| 10 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
34,000 |
149,000 |
0.06% |
|
|
| 11 |
CLOUGH CAPITAL PARTNERS L P |
32,100 |
141,000 |
0.06% |
|
|
| 12 |
Sigma Planning Corp |
27,501 |
121,000 |
0.05% |
|
|
| 13 |
JANE STREET GROUP, LLC |
20,414 |
90,000 |
0.04% |
|
|
| 14 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
20,000 |
88,000 |
0.04% |
|
|
| 15 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
20,000 |
88,000 |
0.04% |
|
|
| 16 |
ING GROEP NV |
16,800 |
74,000 |
0.03% |
|
|
| 17 |
Creative Planning |
16,000 |
70,000 |
0.03% |
|
|
| 18 |
Cambridge Investment Research Advisors, Inc. |
15,025 |
66,000 |
0.03% |
|
|
| 19 |
LPL Financial LLC |
12,206 |
59,000 |
0.03% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,400 |
37,000 |
0.02% |
|
|
| 21 |
IFP ADVISORS, INC |
8,000 |
35,000 |
0.01% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
3,832 |
17,000 |
0.01% |
|
|
| 23 |
FIRST MANHATTAN CO. LLC. |
3,000 |
13,000 |
0.01% |
|
|
| 24 |
THRIVENT FINANCIAL FOR LUTHERANS |
2,760 |
13,000 |
0.01% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,300 |
10,000 |
0.00% |
|
|
| 26 |
HOWE & RUSLING INC |
1,250 |
5,000 |
0.00% |
|
|
| 27 |
DEUTSCHE BANK AG\ |
106,700 |
4,000 |
0.00% |
|
PRN |
| 28 |
Financial Architects, Inc |
500 |
2,000 |
0.00% |
|
|
| 29 |
Apriem Advisors |
560 |
2,000 |
0.00% |
|
|
| 30 |
Compagnie Lombard Odier SCmA |
182 |
1,000 |
0.00% |
|
|
| 31 |
BARCLAYS PLC |
320 |
1,000 |
0.00% |
|
|
| 32 |
WFG Advisors, LP |
300 |
1,000 |
0.00% |
|
|
| 33 |
Advisory Services Network, LLC |
1 |
0 |
0.00% |
|
|
| 34 |
WELLS FARGO & COMPANY/MN |
15 |
0 |
0.00% |
|
|
| 35 |
New Harbor Financial Group, LLC |
55 |
0 |
0.00% |
|
|
