| 1 |
CREDIT SUISSE AG/ |
51,506,300 |
112,284,000 |
88.28% |
|
|
| 2 |
GOLDMAN SACHS GROUP INC |
3,481,597 |
7,590,000 |
5.97% |
|
|
| 3 |
JANE STREET GROUP, LLC |
882,078 |
1,923,000 |
1.51% |
|
|
| 4 |
BANK OF MONTREAL /CAN/ |
500,000 |
1,090,000 |
0.86% |
|
|
| 5 |
HighTower Advisors, LLC |
380,001 |
829,000 |
0.65% |
|
|
| 6 |
Virtu KCG Holdings LLC |
294,824 |
643,000 |
0.51% |
|
|
| 7 |
DEUTSCHE BANK AG\ |
19,952,148 |
434,000 |
0.34% |
|
PRN |
| 8 |
CITADEL ADVISORS LLC |
109,245 |
238,000 |
0.19% |
|
|
| 9 |
WEDBUSH SECURITIES INC |
104,194 |
227,000 |
0.18% |
|
|
| 10 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
100,000 |
218,000 |
0.17% |
|
|
| 11 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
100,000 |
218,000 |
0.17% |
|
|
| 12 |
Winch Advisory Services, LLC |
93,879 |
205,000 |
0.16% |
|
|
| 13 |
UBS Group AG |
62,826 |
137,000 |
0.11% |
|
|
| 14 |
MORGAN STANLEY |
59,825 |
130,000 |
0.10% |
|
|
| 15 |
ALLIANCEBERNSTEIN L.P. |
58,000 |
126,000 |
0.10% |
|
|
| 16 |
Sigma Planning Corp |
56,601 |
123,000 |
0.10% |
|
|
| 17 |
GABELLI FUNDS LLC |
50,000 |
109,000 |
0.09% |
|
|
| 18 |
Cetera Advisor Networks LLC |
35,000 |
77,000 |
0.06% |
|
|
| 19 |
TWO SIGMA SECURITIES, LLC |
33,327 |
73,000 |
0.06% |
|
|
| 20 |
CLOUGH CAPITAL PARTNERS L P |
31,900 |
70,000 |
0.06% |
|
|
| 21 |
Retirement Planning Group, LLC |
30,000 |
65,000 |
0.05% |
|
|
| 22 |
Geneva Advisors, LLC |
28,000 |
61,000 |
0.05% |
|
|
| 23 |
WATERS PARKERSON & CO., LLC |
24,000 |
52,000 |
0.04% |
|
|
| 24 |
Merriman Wealth Management, LLC |
20,000 |
44,000 |
0.03% |
|
|
| 25 |
Cambridge Investment Research Advisors, Inc. |
17,025 |
37,000 |
0.03% |
|
|
| 26 |
ADVISOR GROUP, INC. |
12,300 |
26,000 |
0.02% |
|
|
| 27 |
QCM Cayman, Ltd. |
11,958 |
26,000 |
0.02% |
|
|
| 28 |
PNC FINANCIAL SERVICES GROUP, INC. |
12,000 |
26,000 |
0.02% |
|
|
| 29 |
Financial Architects, Inc |
11,250 |
25,000 |
0.02% |
|
|
| 30 |
Jefferies Group LLC |
10,000 |
22,000 |
0.02% |
|
|
| 31 |
Prospera Financial Services Inc |
10,000 |
22,000 |
0.02% |
|
|
| 32 |
IFP ADVISORS, INC |
5,400 |
12,000 |
0.01% |
|
|
| 33 |
HOWE & RUSLING INC |
3,530 |
8,000 |
0.01% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
3,500 |
8,000 |
0.01% |
|
|
| 35 |
THRIVENT FINANCIAL FOR LUTHERANS |
2,760 |
5,000 |
0.00% |
|
|
| 36 |
Apriem Advisors |
1,060 |
2,000 |
0.00% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
700 |
2,000 |
0.00% |
|
|
| 38 |
BARCLAYS PLC |
320 |
1,000 |
0.00% |
|
|
| 39 |
Psagot Value Holdings Ltd. |
291 |
1,000 |
0.00% |
|
|
| 40 |
New Harbor Financial Group, LLC |
55 |
0 |
0.00% |
|
|
| 41 |
Compagnie Lombard Odier SCmA |
182 |
0 |
0.00% |
|
|
| 42 |
Creative Planning |
100 |
0 |
0.00% |
|
|
| 43 |
Kessler Investment Group, LLC |
200 |
0 |
0.00% |
|
|
| 44 |
Argentus Capital Management, LLC |
0 |
0 |
0.00% |
|
|
| 45 |
Advisory Services Network, LLC |
1 |
0 |
0.00% |
|
|
