| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 890,852 | 12,561,000 | 33.37% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 411,085 | 5,796,000 | 15.40% | ||
| 3 | STIFEL FINANCIAL CORP | 261,054 | 3,681,000 | 9.78% | ||
| 4 | UBS Group AG | 257,427 | 3,630,000 | 9.64% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 194,682 | 2,745,000 | 7.29% | ||
| 6 | WELLS FARGO & COMPANY/MN | 153,406 | 2,163,000 | 5.75% | ||
| 7 | ROYAL BANK OF CANADA | 151,057 | 2,130,000 | 5.66% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 122,181 | 1,723,000 | 4.58% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 111,558 | 1,560,000 | 4.14% | ||
| 10 | LPL Financial LLC | 34,950 | 490,000 | 1.30% | ||
| 11 | WEDBUSH SECURITIES INC | 15,648 | 221,000 | 0.59% | ||
| 12 | AMERIPRISE FINANCIAL INC | 13,578 | 191,000 | 0.51% | ||
| 13 | BB&T SECURITIES, LLC | 10,162 | 143,000 | 0.38% | ||
| 14 | D.A. DAVIDSON & CO. | 9,500 | 133,000 | 0.35% | ||
| 15 | Creative Planning | 6,952 | 98,000 | 0.26% | ||
| 16 | SIGNATUREFD, LLC | 6,000 | 85,000 | 0.23% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,875 | 68,000 | 0.18% | ||
| 18 | MSI Financial Services Inc | 4,327 | 61,000 | 0.16% | ||
| 19 | IFP ADVISORS, INC | 4,098 | 58,000 | 0.15% | ||
| 20 | Tower Research Capital LLC (TRC) | 2,320 | 33,000 | 0.09% | ||
| 21 | THOMPSON DAVIS & CO., INC. | 2,000 | 28,000 | 0.07% | ||
| 22 | ADVISOR GROUP, INC. | 1,198 | 16,000 | 0.04% | ||
| 23 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 950 | 14,000 | 0.04% | ||
| 24 | Advisory Services Network, LLC | 690 | 10,000 | 0.03% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 500 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
