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TEKLA WORLD HEALTHCARE FD
TEKLA WORLD HEALTHCARE FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 31 Institutional holders with a total value of $42,434,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,293,644 16,611,000 39.15%
2 Thomas J. Herzfeld Advisors, Inc. 443,894 5,700,000 13.43%
3 UBS Group AG 247,448 3,178,000 7.49%
4 BANK OF AMERICA CORP /DE/ 227,774 2,924,000 6.89%
5 STIFEL FINANCIAL CORP 194,132 2,500,000 5.89%
6 WELLS FARGO & COMPANY/MN 186,801 2,399,000 5.65%
7 ROYAL BANK OF CANADA 168,058 2,158,000 5.09%
8 RAYMOND JAMES & ASSOCIATES 84,604 1,086,000 2.56%
9 Virtu KCG Holdings LLC 76,409 981,000 2.31%
10 Laurion Capital Management LP 74,080 951,000 2.24%
11 Janney Montgomery Scott LLC 60,383 775,000 1.83%
12 LPL Financial LLC 30,484 408,000 0.96%
13 WEDBUSH SECURITIES INC 28,937 372,000 0.88%
14 BB&T SECURITIES, LLC 22,928 336,000 0.79%
15 ADVISOR GROUP, INC. 24,730 318,000 0.75%
16 MILLENNIUM MANAGEMENT LLC 19,438 250,000 0.59%
17 TFS CAPITAL LLC 18,612 239,000 0.56%
18 TWO SIGMA SECURITIES, LLC 15,649 201,000 0.47%
19 CITIGROUP INC 12,755 164,000 0.39%
20 Raymond James Financial Services Advisors, Inc. 12,590 162,000 0.38%
21 Cambridge Investment Research Advisors, Inc. 11,164 143,000 0.34%
22 AMERIPRISE FINANCIAL INC 10,817 139,000 0.33%
23 M&T BANK CORP 10,400 134,000 0.32%
24 Creative Planning 6,110 78,000 0.18%
25 D.A. DAVIDSON & CO. 6,000 77,000 0.18%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,195 57,000 0.13%
27 IFP ADVISORS, INC 3,098 40,000 0.09%
28 THOMPSON DAVIS & CO., INC. 2,000 26,000 0.06%
29 MSI Financial Services Inc 1,068 14,000 0.03%
30 TRUST CO OF VERMONT 675 9,000 0.02%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.