| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 956,393 | 15,140,000 | 33.09% | ||
| 2 | Thomas J. Herzfeld Advisors, Inc. | 348,358 | 5,515,000 | 12.05% | ||
| 3 | UBS Group AG | 232,602 | 3,682,000 | 8.05% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 171,085 | 2,708,000 | 5.92% | ||
| 5 | CITIGROUP INC | 167,378 | 2,650,000 | 5.79% | ||
| 6 | Virtu KCG Holdings LLC | 157,822 | 2,498,000 | 5.46% | ||
| 7 | CLOUGH CAPITAL PARTNERS L P | 116,900 | 1,851,000 | 4.05% | ||
| 8 | WELLS FARGO & COMPANY/MN | 109,750 | 1,738,000 | 3.80% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 102,275 | 1,619,000 | 3.54% | ||
| 10 | LAZARD ASSET MANAGEMENT LLC | 78,480 | 1,242,000 | 2.71% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,475 | 1,052,000 | 2.30% | ||
| 12 | STIFEL FINANCIAL CORP | 55,776 | 1,004,000 | 2.19% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 61,291 | 970,000 | 2.12% | ||
| 14 | LPL Financial LLC | 59,160 | 938,000 | 2.05% | ||
| 15 | Squarepoint Ops LLC | 40,500 | 641,000 | 1.40% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 32,244 | 510,000 | 1.11% | ||
| 17 | ROYAL BANK OF CANADA | 29,392 | 465,000 | 1.02% | ||
| 18 | WEDBUSH SECURITIES INC | 17,470 | 277,000 | 0.61% | ||
| 19 | D.A. DAVIDSON & CO. | 14,500 | 229,000 | 0.50% | ||
| 20 | BOOTHBAY FUND MANAGEMENT, LLC | 13,486 | 213,000 | 0.47% | ||
| 21 | FIRST TRUST ADVISORS LP | 11,690 | 185,000 | 0.40% | ||
| 22 | Investors Capital Advisory Services | 11,500 | 182,000 | 0.40% | ||
| 23 | Creative Planning | 6,750 | 107,000 | 0.23% | ||
| 24 | SIGNATUREFD, LLC | 6,000 | 95,000 | 0.21% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,475 | 87,000 | 0.19% | ||
| 26 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,100 | 81,000 | 0.18% | ||
| 27 | IFP ADVISORS, INC | 2,500 | 40,000 | 0.09% | ||
| 28 | THOMPSON DAVIS & CO., INC. | 2,000 | 32,000 | 0.07% | ||
| 29 | MSI Financial Services Inc | 65 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
