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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 61 Institutional holders with a total value of $200,596,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 461,006 40,375,000 20.13%
2 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 310,661 27,214,000 13.57%
3 ALLIANCEBERNSTEIN L.P. 200,925 17,601,000 8.77%
4 AMERIPRISE FINANCIAL INC 191,826 16,800,000 8.38%
5 Kinsight, LLC 172,807 15,138,000 7.55%
6 J.P. Morgan Private Wealth Advisors LLC 159,184 13,944,000 6.95%
7 UBS Group AG 127,048 11,129,000 5.55%
8 BLUE CREEK INVESTMENT PARTNERS, LLC 78,492 6,876,000 3.43%
9 MORGAN STANLEY 57,962 5,078,000 2.53%
10 WELLS FARGO & COMPANY/MN 57,199 5,011,000 2.50%
11 LBMC INVESTMENT ADVISORS, LLC 52,373 4,588,000 2.29%
12 BANK OF AMERICA CORP /DE/ 48,285 4,229,000 2.11%
13 NORTHERN TRUST CORP 42,723 3,743,000 1.87%
14 LPL Financial LLC 37,673 3,420,000 1.70%
15 SCHRODER INVESTMENT MANAGEMENT GROUP 36,280 3,178,000 1.58%
16 HUNTINGTON NATIONAL BANK 29,323 2,569,000 1.28% PRN
17 ROYAL BANK OF CANADA 17,431 1,527,000 0.76%
18 Baystate Wealth Management LLC 17,383 1,523,000 0.76%
19 ENVESTNET ASSET MANAGEMENT INC 16,766 1,469,000 0.73%
20 Janney Montgomery Scott LLC 15,467 1,355,000 0.68%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 14,968 1,311,000 0.65%
22 CIBC WORLD MARKET INC. 14,775 1,294,000 0.65%
23 JPMORGAN CHASE & CO 13,001 1,139,000 0.57%
24 1st Global Advisors, Inc. 12,085 1,059,000 0.53%
25 Commonwealth Equity Services, Inc 11,838 1,037,000 0.52%
26 STOKES & HUBBELL CAPITAL MANAGEMENT, LLC 10,265 899,000 0.45%
27 GOLDMAN SACHS GROUP INC 7,344 643,000 0.32%
28 Bank of New York Mellon Corp 7,270 637,000 0.32%
29 First Allied Advisory Services, Inc. 7,229 631,000 0.31%
30 Cambridge Investment Research Advisors, Inc. 6,248 547,000 0.27%
31 Cetera Advisor Networks LLC 5,912 516,000 0.26%
32 BAIRD FINANCIAL GROUP, INC. 5,431 476,000 0.24%
33 CENTRAL BANK & TRUST CO 5,391 472,000 0.24%
34 J.P. Turner & Co Capital Mnagement, LLC 4,600 403,000 0.20%
35 CITIGROUP INC 4,352 381,000 0.19%
36 REGIONS FINANCIAL CORP 3,741 328,000 0.16%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,300 289,000 0.14%
38 Mariner, LLC 3,225 283,000 0.14%
39 M&T BANK CORP 3,172 278,000 0.14%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,984 261,000 0.13%
41 Cetera Advisors LLC 2,490 218,000 0.11%
42 SG Americas Securities, LLC 1,770 155,000 0.08%
43 Syntal Capital Partners, LLC 1,413 123,000 0.06%
44 MSI Financial Services Inc 909 80,000 0.04%
45 DUBUQUE BANK & TRUST CO 880 77,000 0.04%
46 Creative Planning 599 52,000 0.03%
47 Tower Research Capital LLC (TRC) 404 35,000 0.02%
48 Kistler-Tiffany Companies, LLC 323 28,000 0.01%
49 MUFG Americas Holdings Corp 300 26,000 0.01%
50 AMERICAN INTERNATIONAL GROUP, INC. 267 24,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.