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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 85 Institutional holders with a total value of $263,165,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 492,990 49,092,000 18.65%
2 ALLIANCEBERNSTEIN L.P. 208,601 20,772,000 7.89%
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 190,632 18,989,000 7.22%
4 J.P. Morgan Private Wealth Advisors LLC 179,128 17,838,000 6.78%
5 BLUE CREEK INVESTMENT PARTNERS, LLC 151,376 15,074,000 5.73%
6 Kinsight, LLC 135,489 13,492,000 5.13%
7 WELLS FARGO & COMPANY/MN 97,346 9,694,000 3.68%
8 SARGENT BICKHAM LAGUDIS LLC 86,456 8,609,000 3.27%
9 BANK OF AMERICA CORP /DE/ 73,843 7,353,000 2.79%
10 Janney Montgomery Scott LLC 57,898 5,766,000 2.19%
11 MORGAN STANLEY 57,812 5,757,000 2.19%
12 Cambridge Investment Research Advisors, Inc. 56,862 5,662,000 2.15%
13 ENVESTNET ASSET MANAGEMENT INC 55,997 5,576,000 2.12%
14 LBMC INVESTMENT ADVISORS, LLC 54,743 5,451,000 2.07%
15 ROYAL BANK OF CANADA 49,444 4,924,000 1.87%
16 WELLINGTON MANAGEMENT GROUP LLP 45,592 4,541,000 1.73%
17 GOLDMAN SACHS GROUP INC 42,397 4,222,000 1.60%
18 LPL Financial LLC 39,853 3,935,000 1.50%
19 SUN LIFE FINANCIAL INC 38,104 3,794,000 1.44%
20 NORTHERN TRUST CORP 37,688 3,753,000 1.43%
21 HUNTINGTON NATIONAL BANK 37,454 3,730,000 1.42% PRN
22 SCHRODER INVESTMENT MANAGEMENT GROUP 36,865 3,672,000 1.40%
23 Virtu Financial LLC 32,955 3,283,000 1.25%
24 Timber Hill LLC 30,921 3,079,000 1.17%
25 FDx Advisors, Inc. 27,511 2,740,000 1.04%
26 CITADEL ADVISORS LLC 27,115 2,701,000 1.03%
27 Vantage Investment Partners, LLC 26,202 2,609,000 0.99%
28 RAYMOND JAMES & ASSOCIATES 17,036 1,697,000 0.64%
29 WILLIAMS JONES & ASSOCIATES LLC 16,522 1,645,000 0.63%
30 Koshinski Asset Management, Inc. 15,074 1,501,000 0.57%
31 Cetera Advisor Networks LLC 15,046 1,498,000 0.57%
32 Commonwealth Equity Services, Inc 15,010 1,495,000 0.57%
33 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 14,214 1,415,000 0.54%
34 Baystate Wealth Management LLC 13,137 1,308,000 0.50%
35 PICTET ASSET MANAGEMENT LTD 12,708 1,266,000 0.48%
36 BAIRD FINANCIAL GROUP, INC. 10,921 1,088,000 0.41%
37 COMERICA SECURITIES INC 9,790 975,000 0.37%
38 1st Global Advisors, Inc. 9,677 964,000 0.37%
39 Creative Planning 8,727 869,000 0.33%
40 Bank of New York Mellon Corp 7,900 787,000 0.30%
41 MSI Financial Services Inc 7,154 712,000 0.27%
42 JANE STREET GROUP, LLC 7,131 710,000 0.27%
43 AMERIPRISE FINANCIAL INC 6,910 688,000 0.26%
44 West Coast Financial LLC 5,933 591,000 0.22%
45 STOKES & HUBBELL CAPITAL MANAGEMENT, LLC 5,630 561,000 0.21%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,531 551,000 0.21%
47 COMERICA BANK 5,360 532,000 0.20%
48 CENTRAL BANK & TRUST CO 4,641 462,000 0.18%
49 CITIGROUP INC 4,361 434,000 0.16%
50 REGIONS FINANCIAL CORP 3,741 373,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.