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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 70 Institutional holders with a total value of $188,820,754.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 386,471 34,284,000 18.16%
2 ALLIANCEBERNSTEIN L.P. 207,881 18,441,000 9.77%
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 197,344 17,493,000 9.26%
4 J.P. Morgan Private Wealth Advisors LLC 163,608 14,514,000 7.69%
5 Kinsight, LLC 139,750 12,397,000 6.57%
6 LPL Financial LLC 85,137 7,433,000 3.94%
7 WELLS FARGO & COMPANY/MN 81,513 7,231,000 3.83%
8 BLUE CREEK INVESTMENT PARTNERS, LLC 80,457 7,137,000 3.78%
9 CENTRAL BANK & TRUST CO 77,654 6,889,000 3.65%
10 MORGAN STANLEY 58,714 5,209,000 2.76%
11 LBMC INVESTMENT ADVISORS, LLC 54,327 4,819,000 2.55%
12 BANK OF AMERICA CORP /DE/ 53,776 4,770,000 2.53%
13 NORTHERN TRUST CORP 48,737 4,323,000 2.29%
14 SUN LIFE FINANCIAL INC 39,189 3,476,456 1.84%
15 Janney Montgomery Scott LLC 38,253 3,393,000 1.80%
16 SCHRODER INVESTMENT MANAGEMENT GROUP 36,380 3,218,000 1.70%
17 Raymond James Financial Services Advisors, Inc. 35,234 3,126,000 1.66%
18 FDx Advisors, Inc. 34,577 3,067,000 1.62%
19 HUNTINGTON NATIONAL BANK 29,323 2,921,000 1.55% PRN
20 ENVESTNET ASSET MANAGEMENT INC 21,921 1,945,000 1.03%
21 ROYAL BANK OF CANADA 21,885 1,942,000 1.03%
22 GOLDMAN SACHS GROUP INC 17,745 1,574,000 0.83%
23 Tower Research Capital LLC (TRC) 16,440 1,459,000 0.77%
24 Commonwealth Equity Services, Inc 14,861 1,318,000 0.70%
25 Koshinski Asset Management, Inc. 14,174 1,257,000 0.67%
26 Vantage Investment Partners, LLC 13,357 1,185,000 0.63%
27 Baystate Wealth Management LLC 12,757 1,132,000 0.60%
28 1st Global Advisors, Inc. 12,261 1,088,000 0.58%
29 Timber Hill LLC 12,071 1,071,000 0.57%
30 SARGENT BICKHAM LAGUDIS LLC 9,607 852,000 0.45%
31 Creative Planning 8,592 762,000 0.40%
32 Bank of New York Mellon Corp 7,900 701,000 0.37%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,900 700,000 0.37% Call
34 Cetera Advisor Networks LLC 7,158 632,000 0.33%
35 RAYMOND JAMES & ASSOCIATES 6,823 606,000 0.32%
36 AMERIPRISE FINANCIAL INC 6,594 585,000 0.31%
37 Cambridge Investment Research Advisors, Inc. 5,700 506,000 0.27%
38 STOKES & HUBBELL CAPITAL MANAGEMENT, LLC 5,630 499,000 0.26%
39 Virtu Financial LLC 5,496 487,000 0.26%
40 BAIRD FINANCIAL GROUP, INC. 5,431 482,000 0.26%
41 B. Riley Wealth Management, Inc. 5,171 458,000 0.24%
42 Curbstone Financial Management Corp 4,750 421,000 0.22%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,160 370,000 0.20%
44 CITIGROUP INC 4,128 366,000 0.19%
45 MSI Financial Services Inc 4,046 359,000 0.19%
46 REGIONS FINANCIAL CORP 3,741 332,000 0.18%
47 Mariner, LLC 3,225 286,000 0.15%
48 COMERICA SECURITIES INC 2,687 238,000 0.13%
49 JPMORGAN CHASE & CO 2,469 219,000 0.12%
50 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 2,266 201,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.