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CATERPILLAR INC
CATERPILLAR INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 1,240 Institutional holders with a total value of $48,048,013,852.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 500 0 0.00% Call
2 Antonetti Capital Management LLC 10 1,000 0.00%
3 Visionary Asset Management, Inc. 10 1,000 0.00%
4 SUMMIT SECURITIES GROUP LLC 166 1,000 0.00% Put
5 FORT PITT CAPITAL GROUP INC 11 1,144 0.00%
6 DUBUQUE BANK & TRUST CO 33 4,000 0.00%
7 Psagot Value Holdings Ltd. 49 5,000 0.00%
8 NuWave Investment Management, LLC 47 5,000 0.00%
9 1832 Asset Management L.P. 50 5,000 0.00%
10 Beacon Capital Management, Inc. 50 5,000 0.00%
11 Cornerstone Advisors, Inc. 69 7,000 0.00%
12 Dunvegan Associates, Inc. 60 7,000 0.00%
13 WealthTrust Fairport, LLC 94 10,000 0.00%
14 First Washington CORP 100 11,000 0.00%
15 Oakworth Capital, Inc. 108 12,000 0.00%
16 LBA Wealth Management, LLC 123 13,000 0.00%
17 Capital Advisors, Ltd. LLC 120 13,000 0.00%
18 ROCKEFELLER FINANCIAL SERVICES INC 130 14,000 0.00%
19 FOUNDERS BANK & TRUST 135 15,000 0.00%
20 Wallington Asset Management, LLC 140 15,000 0.00%
21 Waverly Advisors, LLC 137 15,000 0.00%
22 Financial Management Professionals, Inc. 150 16,000 0.00%
23 VALLEY NATIONAL BANCORP 150 16,000 0.00%
24 Tortoise Investment Management, LLC 145 16,000 0.00%
25 MassMutual Private Wealth & Trust, FSB 164 17,822 0.00%
26 Parasol Investment Management, LLC 170 18,000 0.00%
27 FNY Managed Accounts LLC 100 18,350 0.00% Call
28 TD Capital Management LLC 178 19,000 0.00%
29 MARK SHEPTOFF FINANCIAL PLANNING, LLC 200 22,000 0.00%
30 Madden Advisory Services, Inc. 205 22,000 0.00%
31 Nelson Capital Management, LLC 216 23,000 0.00%
32 KINGS POINT CAPITAL MANAGEMENT 214 23,000 0.00%
33 CKW FINANCIAL GROUP 241 26,000 0.00%
34 FIRST MERCANTILE TRUST CO 250 27,000 0.00%
35 Baltimore-Washington Financial Advisors, Inc. 250 27,000 0.00%
36 Zions Trust, National Association 275 30,000 0.00%
37 CENTRAL BANK & TRUST CO 350 32,000 0.00%
38 Formidable Asset Management, LLC 315 34,000 0.00%
39 WEALTHCARE CAPITAL MANAGEMENT LLC 325 35,000 0.00%
40 Gemmer Asset Management LLC 376 41,000 0.00%
41 Apriem Advisors 389 42,000 0.00%
42 SAGE FINANCIAL GROUP INC 400 43,000 0.00%
43 NewSquare Capital LLC 421 46,000 0.00%
44 Jump Trading, LLC 450 49,000 0.00%
45 MYCIO WEALTH PARTNERS, LLC 461 50,000 0.00%
46 Oldfield Partners LLP 500 54,000 0.00% SH
47 America First Investment Advisors, LLC 500 54,000 0.00%
48 American Research & Management Co. 510 55,000 0.00%
49 Li Winifred I 525 57,000 0.00%
50 Community Financial Services Group, LLC 529 57,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.