| 1 |
MORGAN STANLEY |
2,076,700 |
9,179,000 |
22.06% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,643,307 |
7,263,000 |
17.45% |
|
|
| 3 |
Bulldog Investors, LLP |
1,321,362 |
5,840,000 |
14.03% |
|
|
| 4 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
1,311,268 |
5,796,000 |
13.93% |
|
|
| 5 |
Thomas J. Herzfeld Advisors, Inc. |
1,190,135 |
5,260,000 |
12.64% |
|
|
| 6 |
SIT INVESTMENT ASSOCIATES INC |
431,568 |
1,908,000 |
4.59% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
256,619 |
1,134,000 |
2.73% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
227,470 |
1,005,000 |
2.42% |
|
|
| 9 |
SG Americas Securities, LLC |
201,260 |
890,000 |
2.14% |
|
|
| 10 |
ROYAL BANK OF CANADA |
171,788 |
759,000 |
1.82% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
138,859 |
614,000 |
1.48% |
|
|
| 12 |
Relative Value Partners, LLC |
105,841 |
468,000 |
1.12% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
79,290 |
350,000 |
0.84% |
|
|
| 14 |
UBS AG |
63,057 |
279,000 |
0.67% |
|
|
| 15 |
Gramercy Funds Management LLC |
44,724 |
198,000 |
0.48% |
|
|
| 16 |
CSS LLC/IL |
29,839 |
132,000 |
0.32% |
|
|
| 17 |
AMERICAN INTERNATIONAL GROUP, INC. |
23,400 |
103,428 |
0.25% |
|
|
| 18 |
SIGNATUREFD, LLC |
17,943 |
79,000 |
0.19% |
|
|
| 19 |
OPPENHEIMER & CO INC |
13,241 |
59,000 |
0.14% |
|
|
| 20 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13,000 |
58,000 |
0.14% |
|
|
| 21 |
LPL Financial LLC |
11,178 |
49,000 |
0.12% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
10,896 |
48,000 |
0.12% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,800 |
30,000 |
0.07% |
|
|
| 24 |
CITY HOLDING CO |
5,000 |
22,000 |
0.05% |
|
|
| 25 |
AMERIPRISE FINANCIAL INC |
5,072 |
22,000 |
0.05% |
|
|
| 26 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
4,500 |
20,000 |
0.05% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
4,269 |
19,000 |
0.05% |
|
|
| 28 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,752 |
8,000 |
0.02% |
|
|
| 29 |
Financial Management Professionals, Inc. |
1,402 |
6,000 |
0.01% |
|
|
| 30 |
CITIGROUP INC |
1,062 |
5,000 |
0.01% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
1,000 |
4,000 |
0.01% |
|
|
| 32 |
FIFTH THIRD BANCORP |
719 |
3,000 |
0.01% |
|
|
