| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,645,382 |
7,898,000 |
20.11% |
|
|
| 2 |
Bulldog Investors, LLP |
1,522,119 |
7,306,000 |
18.60% |
|
|
| 3 |
MORGAN STANLEY |
1,395,029 |
6,696,000 |
17.05% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
1,239,451 |
5,949,000 |
15.15% |
|
|
| 5 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
776,023 |
3,725,000 |
9.49% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
232,674 |
1,117,000 |
2.84% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
200,681 |
963,000 |
2.45% |
|
|
| 8 |
ROYAL BANK OF CANADA |
185,005 |
888,000 |
2.26% |
|
|
| 9 |
SG Americas Securities, LLC |
172,460 |
828,000 |
2.11% |
|
|
| 10 |
TFS CAPITAL LLC |
160,745 |
772,000 |
1.97% |
|
|
| 11 |
SIT INVESTMENT ASSOCIATES INC |
139,497 |
670,000 |
1.71% |
|
|
| 12 |
Relative Value Partners, LLC |
107,841 |
518,000 |
1.32% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
100,648 |
483,000 |
1.23% |
|
|
| 14 |
UBS AG |
58,856 |
283,000 |
0.72% |
|
|
| 15 |
Gramercy Funds Management LLC |
44,724 |
215,000 |
0.55% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
30,800 |
147,840 |
0.38% |
|
|
| 17 |
CSS LLC/IL |
29,839 |
143,000 |
0.36% |
|
|
| 18 |
Shaker Financial Services, LLC |
21,389 |
103,000 |
0.26% |
|
|
| 19 |
Virtu KCG Holdings LLC |
20,635 |
99,000 |
0.25% |
|
|
| 20 |
SIGNATUREFD, LLC |
17,943 |
86,000 |
0.22% |
|
|
| 21 |
DOLIVER ADVISORS, LP |
16,609 |
80,000 |
0.20% |
|
|
| 22 |
OPPENHEIMER & CO INC |
13,241 |
64,000 |
0.16% |
|
|
| 23 |
LPL Financial LLC |
10,607 |
51,000 |
0.13% |
|
|
| 24 |
Aviance Capital Partners, LLC |
10,110 |
49,000 |
0.12% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,800 |
33,000 |
0.08% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
5,187 |
25,000 |
0.06% |
|
|
| 27 |
CITY HOLDING CO |
5,000 |
23,000 |
0.06% |
|
|
| 28 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
4,500 |
22,000 |
0.06% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
3,393 |
16,000 |
0.04% |
|
|
| 30 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,752 |
8,000 |
0.02% |
|
|
| 31 |
Financial Management Professionals, Inc. |
1,402 |
6,000 |
0.02% |
|
|
| 32 |
FIFTH THIRD BANCORP |
719 |
3,000 |
0.01% |
|
|
