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Virtus Total Return Fund
Virtus Total Return Fund. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 27 Institutional holders with a total value of $32,189,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 3,899,014 17,663,000 54.87%
2 MORGAN STANLEY 1,164,083 5,273,000 16.38%
3 Thomas J. Herzfeld Advisors, Inc. 1,104,454 5,003,000 15.54%
4 ROYAL BANK OF CANADA 180,390 817,000 2.54%
5 WELLS FARGO & COMPANY/MN 113,003 512,000 1.59%
6 UBS Group AG 110,172 499,000 1.55%
7 SG Americas Securities, LLC 91,660 415,000 1.29%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 83,823 380,000 1.18%
9 GUGGENHEIM CAPITAL LLC 73,222 332,000 1.03%
10 LPL Financial LLC 69,387 313,000 0.97%
11 CORNERSTONE ADVISORS INC 38,454 174,000 0.54%
12 CSS LLC/IL 31,811 144,000 0.45%
13 Relative Value Partners, LLC 25,075 114,000 0.35%
14 AMERICAN INTERNATIONAL GROUP, INC. 24,900 112,797 0.35%
15 ENVESTNET ASSET MANAGEMENT INC 20,415 92,000 0.29%
16 SIGNATUREFD, LLC 17,943 81,000 0.25%
17 Gramercy Funds Management LLC 13,925 63,000 0.20%
18 Aviance Capital Partners, LLC 12,056 55,000 0.17%
19 Shaker Financial Services, LLC 10,389 47,000 0.15%
20 CITY HOLDING CO 5,000 23,000 0.07%
21 BANK OF AMERICA CORP /DE/ 4,926 22,000 0.07%
22 MARK SHEPTOFF FINANCIAL PLANNING, LLC 4,500 20,000 0.06%
23 Apriem Advisors 3,505 16,000 0.05%
24 MSI Financial Services Inc 1,752 8,000 0.02%
25 Financial Management Professionals, Inc. 1,402 6,000 0.02%
26 FIFTH THIRD BANCORP 719 3,000 0.01%
27 Ironwood Financial, llc 456 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.