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VIVUS INC
VIVUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 85 Institutional holders with a total value of $42,865,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOLDMAN SACHS GROUP INC 16,700 19,000 0.04% Call
52 CITIGROUP INC 16,400 19,000 0.04% Call
53 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,800 17,000 0.04%
54 Commonwealth Equity Services, Inc 15,233 17,000 0.04%
55 BANK OF AMERICA CORP /DE/ 13,348 16,000 0.04%
56 TFS CAPITAL LLC 11,538 13,000 0.03%
57 SCHULHOFF & CO INC 11,000 12,000 0.03%
58 BARCLAYS PLC 10,700 12,000 0.03% Put
59 CITIGROUP INC 10,000 11,000 0.03% Put
60 BLUESTEIN R H & CO LLC 10,000 11,000 0.03%
61 Creative Planning 9,656 11,000 0.03%
62 WELLS FARGO & COMPANY/MN 9,115 10,000 0.02%
63 SIMPLEX TRADING, LLC 5,600 6,000 0.01%
64 Walleye Trading LLC 4,048 5,000 0.01%
65 NEXT Financial Group, Inc 4,257 5,000 0.01%
66 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,437 5,000 0.01%
67 Financial Architects, Inc 4,000 5,000 0.01%
68 US BANCORP \DE\ 2,250 3,000 0.01%
69 PNC FINANCIAL SERVICES GROUP, INC. 2,650 3,000 0.01%
70 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,828 3,000 0.01%
71 WHITTIER TRUST CO 2,500 3,000 0.01%
72 GLENMEDE TRUST CO NA 2,500 2,000 0.00%
73 GOLDMAN SACHS GROUP INC 1,300 1,000 0.00% Put
74 ADVISOR GROUP, INC. 758 1,000 0.00%
75 VALLEY WEALTH MANAGERS, INC. 500 1,000 0.00%
76 D.A. DAVIDSON & CO. 500 0 0.00%
77 Winfield Associates, Inc. 400 0 0.00%
78 CITIGROUP INC 375 0 0.00%
79 SEI INVESTMENTS CO 150 0 0.00%
80 IFP ADVISORS, INC 119 0 0.00%
81 DekaBank Deutsche Girozentrale 200 0 0.00%
82 JACOBI CAPITAL MANAGEMENT LLC 435 0 0.00%
83 Apriem Advisors 100 0 0.00%
84 WOLVERINE ASSET MANAGEMENT LLC 478 0 0.00%
85 Allworth Financial LP 250 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.