| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,219,986 | 65,705,000 | 20.50% | ||
| 2 | McGowan Group Asset Management, Inc. | 3,190,793 | 49,681,000 | 15.50% | ||
| 3 | MORGAN STANLEY | 2,477,526 | 38,576,000 | 12.04% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 2,040,423 | 31,769,000 | 9.91% | ||
| 5 | Saba Capital Management, L.P. | 1,162,573 | 18,101,000 | 5.65% | ||
| 6 | Invesco Ltd. | 803,630 | 12,513,000 | 3.90% | ||
| 7 | Advisors Asset Management, Inc. | 640,816 | 9,978,000 | 3.11% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 605,699 | 9,431,000 | 2.94% | ||
| 9 | WELLS FARGO & COMPANY/MN | 582,292 | 9,066,000 | 2.83% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 561,063 | 8,735,000 | 2.73% | ||
| 11 | 1607 Capital Partners, LLC | 404,480 | 6,298,000 | 1.97% | ||
| 12 | PENN MUTUAL LIFE INSURANCE CO | 401,000 | 6,250,000 | 1.95% | ||
| 13 | UBS Group AG | 393,885 | 6,133,000 | 1.91% | ||
| 14 | CITIGROUP INC | 340,430 | 5,300,000 | 1.65% | ||
| 15 | WFG Advisors, LP | 292,638 | 4,556,000 | 1.42% | ||
| 16 | DEUTSCHE BANK AG\ | 200,000 | 3,114,000 | 0.97% | ||
| 17 | AMERIPRISE FINANCIAL INC | 165,055 | 2,551,000 | 0.80% | ||
| 18 | THRIVENT FINANCIAL FOR LUTHERANS | 158,592 | 2,469,000 | 0.77% | ||
| 19 | ROYAL BANK OF CANADA | 132,196 | 2,058,000 | 0.64% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 130,670 | 2,035,000 | 0.64% | ||
| 21 | WEDBUSH SECURITIES INC | 104,346 | 1,625,000 | 0.51% | ||
| 22 | FIRST TRUST ADVISORS LP | 97,127 | 1,512,000 | 0.47% | ||
| 23 | First Allied Advisory Services, Inc. | 89,538 | 1,392,000 | 0.43% | ||
| 24 | Orion Porfolio Solutions, LLC | 83,046 | 1,293,000 | 0.40% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 78,688 | 1,225,000 | 0.38% | ||
| 26 | Janney Montgomery Scott LLC | 67,414 | 1,050,000 | 0.33% | ||
| 27 | K2 PRINCIPAL FUND, L.P. | 65,472 | 1,019,000 | 0.32% | ||
| 28 | Commonwealth Equity Services, Inc | 64,808 | 1,009,000 | 0.31% | ||
| 29 | NWAM LLC | 64,390 | 1,003,000 | 0.31% | ||
| 30 | Klingman & Associates, LLC | 54,695 | 852,000 | 0.27% | ||
| 31 | Kovack Advisors, Inc. | 54,180 | 844,000 | 0.26% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 53,507 | 833,000 | 0.26% | ||
| 33 | GEODE CAPITAL MANAGEMENT, LLC | 51,036 | 794,000 | 0.25% | ||
| 34 | Nuveen Asset Management, LLC | 48,421 | 754,000 | 0.24% | ||
| 35 | Creative Planning | 46,613 | 726,000 | 0.23% | ||
| 36 | PROFICIO CAPITAL PARTNERS LLC | 45,569 | 714,000 | 0.22% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,195 | 641,000 | 0.20% | ||
| 38 | D.A. DAVIDSON & CO. | 35,442 | 551,000 | 0.17% | ||
| 39 | CSS LLC/IL | 33,335 | 519,000 | 0.16% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,470 | 474,000 | 0.15% | ||
| 41 | DIXON HUBARD FEINOUR & BROWN INC/VA | 30,335 | 472,000 | 0.15% | ||
| 42 | Aviance Capital Partners, LLC | 30,122 | 469,000 | 0.15% | ||
| 43 | Arete Wealth Advisors, LLC | 28,574 | 445,000 | 0.14% | ||
| 44 | Fiera Capital Corp | 27,243 | 424,000 | 0.13% | ||
| 45 | GOULD ASSET MANAGEMENT LLC /CA/ | 24,731 | 385,000 | 0.12% | ||
| 46 | Clear Harbor Asset Management, LLC | 23,883 | 373,000 | 0.12% | ||
| 47 | MILLENNIUM MANAGEMENT LLC | 21,010 | 327,000 | 0.10% | ||
| 48 | Hilltop Holdings Inc. | 19,735 | 307,000 | 0.10% | ||
| 49 | MML INVESTORS SERVICES, INC. | 18,198 | 283,000 | 0.09% | ||
| 50 | CUE ADVISORY SERVICES, INC. | 17,705 | 276,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
