| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,048,130 | 17,975,000 | 15.82% | ||
| 2 | 1607 Capital Partners, LLC | 843,988 | 14,474,000 | 12.74% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 661,804 | 11,350,000 | 9.99% | ||
| 4 | Invesco Ltd. | 508,832 | 8,727,000 | 7.68% | ||
| 5 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 472,946 | 8,111,000 | 7.14% | ||
| 6 | MORGAN STANLEY | 468,185 | 8,029,000 | 7.07% | ||
| 7 | Saba Capital Management, L.P. | 458,294 | 7,860,000 | 6.92% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 422,672 | 7,249,000 | 6.38% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 392,533 | 6,732,000 | 5.93% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 307,793 | 5,281,000 | 4.65% | ||
| 11 | FCA CORP /TX | 204,152 | 3,501,000 | 3.08% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 147,466 | 2,529,000 | 2.23% | ||
| 13 | Yorktown Management & Research Co Inc | 128,000 | 2,196,000 | 1.93% | ||
| 14 | COHEN & STEERS, INC. | 80,815 | 1,386,000 | 1.22% | ||
| 15 | UBS Group AG | 71,548 | 1,227,000 | 1.08% | ||
| 16 | AQR ARBITRAGE LLC | 69,913 | 1,199,000 | 1.06% | ||
| 17 | LPL Financial LLC | 62,388 | 1,064,000 | 0.94% | ||
| 18 | HL FINANCIAL SERVICES LLC | 52,689 | 904,000 | 0.80% | ||
| 19 | Advisors Asset Management, Inc. | 46,853 | 804,000 | 0.71% | ||
| 20 | ROYAL BANK OF CANADA | 42,509 | 729,000 | 0.64% | ||
| 21 | CITIGROUP INC | 34,417 | 590,000 | 0.52% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,276 | 416,000 | 0.37% | ||
| 23 | DOLIVER ADVISORS, LP | 22,767 | 390,000 | 0.34% | ||
| 24 | Capital Investment Advisors, LLC | 16,092 | 276,000 | 0.24% | ||
| 25 | OPPENHEIMER & CO INC | 12,652 | 217,000 | 0.19% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 7,551 | 129,500 | 0.11% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 6,268 | 107,000 | 0.09% | ||
| 28 | Genesis Wealth Advisors, LLC | 3,201 | 54,897 | 0.05% | ||
| 29 | BANK OF MONTREAL /CAN/ | 3,062 | 53,000 | 0.05% | ||
| 30 | D.A. DAVIDSON & CO. | 1,000 | 17,000 | 0.01% | ||
| 31 | MSI Financial Services Inc | 788 | 14,000 | 0.01% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 550 | 9,000 | 0.01% | ||
| 33 | WFG Advisors, LP | 150 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
