| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,077,129 | 18,354,000 | 21.53% | ||
| 2 | 1607 Capital Partners, LLC | 913,668 | 15,569,000 | 18.26% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 420,799 | 7,170,000 | 8.41% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 410,071 | 6,988,000 | 8.20% | ||
| 5 | MORGAN STANLEY | 398,044 | 6,783,000 | 7.96% | ||
| 6 | Invesco Ltd. | 359,490 | 6,125,000 | 7.18% | ||
| 7 | FCA CORP /TX | 238,050 | 4,056,000 | 4.76% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 204,073 | 3,478,000 | 4.08% | ||
| 9 | COHEN & STEERS, INC. | 97,989 | 1,670,000 | 1.96% | ||
| 10 | STIFEL FINANCIAL CORP | 92,486 | 1,576,000 | 1.85% | ||
| 11 | Saba Capital Management, L.P. | 88,521 | 1,508,000 | 1.77% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 87,301 | 1,488,000 | 1.75% | ||
| 13 | ROYAL BANK OF CANADA | 84,568 | 1,441,000 | 1.69% | ||
| 14 | Yorktown Management & Research Co Inc | 75,122 | 1,280,000 | 1.50% | ||
| 15 | McGowan Group Asset Management, Inc. | 53,592 | 913,000 | 1.07% | ||
| 16 | DEUTSCHE BANK AG\ | 51,750 | 881,000 | 1.03% | ||
| 17 | HL FINANCIAL SERVICES LLC | 47,471 | 809,000 | 0.95% | ||
| 18 | PROFICIO CAPITAL PARTNERS LLC | 45,520 | 803,000 | 0.94% | ||
| 19 | Advisors Asset Management, Inc. | 33,942 | 578,000 | 0.68% | ||
| 20 | Clear Harbor Asset Management, LLC | 32,620 | 556,000 | 0.65% | ||
| 21 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 29,980 | 511,000 | 0.60% | ||
| 22 | Koshinski Asset Management, Inc. | 28,300 | 482,000 | 0.57% | ||
| 23 | UBS Group AG | 23,627 | 403,000 | 0.47% | ||
| 24 | LPL Financial LLC | 21,421 | 374,000 | 0.44% | ||
| 25 | Aviance Capital Partners, LLC | 18,939 | 323,000 | 0.38% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 17,343 | 296,000 | 0.35% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,424 | 296,000 | 0.35% | ||
| 28 | OPPENHEIMER & CO INC | 15,083 | 257,000 | 0.30% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 7,773 | 132,000 | 0.15% | ||
| 30 | CITIGROUP INC | 3,383 | 57,000 | 0.07% | ||
| 31 | Klingman & Associates, LLC | 2,084 | 36,000 | 0.04% | PRN | |
| 32 | D.A. DAVIDSON & CO. | 1,000 | 17,000 | 0.02% | ||
| 33 | MSI Financial Services Inc | 844 | 14,000 | 0.02% | ||
| 34 | ADVISOR GROUP, INC. | 615 | 10,000 | 0.01% | ||
| 35 | IFP ADVISORS, INC | 506 | 9,000 | 0.01% | ||
| 36 | PENSERRA CAPITAL MANAGEMENT LLC | 161 | 3,000 | 0.00% | ||
| 37 | WOLVERINE TRADING LP /BD | 150 | 2,540 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
