| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,441,983 | 24,687,000 | 29.62% | ||
| 2 | 1607 Capital Partners, LLC | 722,281 | 12,365,000 | 14.83% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 423,312 | 7,247,000 | 8.69% | ||
| 4 | MORGAN STANLEY | 403,175 | 6,902,000 | 8.28% | ||
| 5 | Invesco Ltd. | 262,339 | 4,492,000 | 5.39% | ||
| 6 | FCA CORP /TX | 241,483 | 4,134,000 | 4.96% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 226,484 | 3,877,000 | 4.65% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 171,766 | 2,941,000 | 3.53% | ||
| 9 | COHEN & STEERS, INC. | 97,989 | 1,678,000 | 2.01% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 85,217 | 1,459,000 | 1.75% | ||
| 11 | ROYAL BANK OF CANADA | 83,497 | 1,429,000 | 1.71% | ||
| 12 | STIFEL FINANCIAL CORP | 74,533 | 1,275,000 | 1.53% | ||
| 13 | UBS Group AG | 73,897 | 1,265,000 | 1.52% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 61,752 | 1,057,000 | 1.27% | ||
| 15 | McGowan Group Asset Management, Inc. | 53,102 | 909,000 | 1.09% | ||
| 16 | HL FINANCIAL SERVICES LLC | 53,004 | 907,000 | 1.09% | ||
| 17 | PROFICIO CAPITAL PARTNERS LLC | 49,893 | 854,000 | 1.02% | ||
| 18 | Shaker Financial Services, LLC | 47,746 | 817,000 | 0.98% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 36,595 | 626,000 | 0.75% | ||
| 20 | Yorktown Management & Research Co Inc | 35,422 | 606,000 | 0.73% | ||
| 21 | Advisors Asset Management, Inc. | 32,757 | 561,000 | 0.67% | ||
| 22 | Clear Harbor Asset Management, LLC | 31,010 | 531,000 | 0.64% | ||
| 23 | Karpus Management, Inc. | 29,475 | 505,000 | 0.61% | ||
| 24 | Koshinski Asset Management, Inc. | 26,100 | 447,000 | 0.54% | ||
| 25 | OPPENHEIMER & CO INC | 20,770 | 356,000 | 0.43% | ||
| 26 | Aviance Capital Partners, LLC | 20,591 | 353,000 | 0.42% | ||
| 27 | HighTower Advisors, LLC | 18,777 | 321,000 | 0.39% | ||
| 28 | LPL Financial LLC | 13,506 | 231,000 | 0.28% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 10,811 | 184,000 | 0.22% | ||
| 30 | TRUST CO OF VERMONT | 8,350 | 143,000 | 0.17% | ||
| 31 | ADVISOR GROUP, INC. | 5,263 | 91,000 | 0.11% | ||
| 32 | CITIGROUP INC | 2,376 | 40,000 | 0.05% | ||
| 33 | AllSquare Wealth Management LLC | 2,000 | 34,000 | 0.04% | ||
| 34 | D.A. DAVIDSON & CO. | 1,000 | 17,000 | 0.02% | ||
| 35 | IFP ADVISORS, INC | 300 | 5,000 | 0.01% | ||
| 36 | PENSERRA CAPITAL MANAGEMENT LLC | 239 | 4,000 | 0.00% | ||
| 37 | SEI INVESTMENTS CO | 163 | 3,000 | 0.00% | ||
| 38 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 54 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
