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AQUA METALS INC COM
AQUA METALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 12 Institutional holders with a total value of $10,681,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AWM Investment Company, Inc. 1,260,000 6,388,000 59.81%
2 Connective Capital Management, LLC 412,993 2,094,000 19.60%
3 Robeco Schweiz AG 300,000 1,479,000 13.85%
4 BARD ASSOCIATES INC 73,900 375,000 3.51%
5 MILLENNIUM MANAGEMENT LLC 31,430 159,000 1.49%
6 Spark Investment Management LLC 19,000 96,000 0.90%
7 Tower Research Capital LLC (TRC) 8,530 43,000 0.40%
8 UBS Group AG 2,945 15,000 0.14%
9 CITIGROUP INC 2,838 14,000 0.13%
10 DEUTSCHE BANK AG\ 2,244 11,000 0.10%
11 BlackRock Investment Management, LLC 1,218 6,000 0.06%
12 MORGAN STANLEY 170 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.