Dark
Light
System
Security
AQUA METALS INC COM
AQUA METALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 13 Institutional holders with a total value of $11,567,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AWM Investment Company, Inc. 1,253,350 6,680,000 57.75%
2 Connective Capital Management, LLC 425,937 2,270,000 19.62%
3 Robeco Schweiz AG 300,000 1,614,000 13.95%
4 BARD ASSOCIATES INC 70,450 375,000 3.24%
5 REGIONS FINANCIAL CORP 70,000 373,000 3.22%
6 VANGUARD GROUP INC 22,032 117,000 1.01%
7 MILLENNIUM MANAGEMENT LLC 11,797 63,000 0.54%
8 OPPENHEIMER & CO INC 11,000 59,000 0.51%
9 BlackRock Fund Advisors 1,171 6,000 0.05%
10 BlackRock Investment Management, LLC 1,218 6,000 0.05%
11 ROYAL BANK OF CANADA 600 3,000 0.03%
12 Tower Research Capital LLC (TRC) 200 1,000 0.01%
13 MORGAN STANLEY 24 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.