| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 243,790 | 695,000 | 65.50% | ||
| 2 | AWM Investment Company, Inc. | 106,561 | 304,000 | 28.65% | ||
| 3 | Tower Research Capital LLC (TRC) | 9,693 | 28,000 | 2.64% | ||
| 4 | Vantage Investment Advisors, LLC | 6,500 | 19,000 | 1.79% | ||
| 5 | UBS Group AG | 3,964 | 11,000 | 1.04% | ||
| 6 | MORGAN STANLEY | 1,199 | 3,000 | 0.28% | ||
| 7 | DEUTSCHE BANK AG\ | 646 | 1,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
