Dark
Light
System
Security
ZIOPHARM ONCOLOGY INC
ZIOPHARM ONCOLOGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 161 Institutional holders with a total value of $591,450,129.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ironwood Financial, llc 40 0 0.00%
2 WEALTHFRONT CORP 9 0 0.00%
3 MSI Financial Services Inc 6 0 0.00%
4 PANAGORA ASSET MANAGEMENT INC 1 0 0.00%
5 Tarbox Family Office, Inc. 32 0 0.00%
6 STRS OHIO 0 0 0.00%
7 CT Financial Advisors LLC 28 252 0.00%
8 Carnick & Kubik, LLC 50 451 0.00%
9 TORONTO DOMINION BANK 137 1,000 0.00%
10 Brookstone Capital Management 75 1,000 0.00%
11 ADVANTAGE INVESTMENT MANAGEMENT, LLC 216 2,000 0.00%
12 Lehman Financial Resources, Inc. 380 3,000 0.00%
13 VALLEY NATIONAL ADVISERS INC 400 4,000 0.00%
14 Taylor Frigon Capital Management LLC 400 4,000 0.00%
15 JNBA Financial Advisors 550 5,000 0.00%
16 BlackRock Japan Co. Ltd 593 5,000 0.00%
17 People's United Financial, Inc. 575 5,000 0.00%
18 ENTERPRISE FINANCIAL SERVICES CORP 917 8,000 0.00%
19 WFG Advisors, LP 1,051 9,000 0.00%
20 Simplicity Solutions, LLC 1,142 10,289 0.00%
21 KANALY TRUST CO 1,362 12,000 0.00%
22 Capital Impact Advisors, LLC 1,485 13,000 0.00%
23 BlackRock Finance, Inc. 2,013 18,000 0.00%
24 Winslow, Evans & Crocker, Inc. 2,000 18,020 0.00%
25 UBS Group AG 2,300 21,000 0.00% Call
26 Joel Isaacson & Co., LLC 3,350 30,000 0.01%
27 LUPO SECURITIES, LLC 3,600 32,000 0.01%
28 CENTRAL TRUST Co 3,510 32,000 0.01%
29 RUSSELL FRANK CO/ 4,052 37,000 0.01%
30 Spot Trading L.L.C 4,379 39,000 0.01%
31 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 5,221 47,000 0.01%
32 TCI Wealth Advisors, Inc. 5,600 50,000 0.01%
33 Crosspoint Capital Strategies, LLC 5,610 51,000 0.01%
34 WOLVERINE ASSET MANAGEMENT LLC 441 58,000 0.01% Put
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,429 59,000 0.01%
36 BARCLAYS PLC 6,996 63,000 0.01%
37 CANADA LIFE ASSURANCE Co 7,109 64,000 0.01%
38 Creative Planning 8,166 74,000 0.01%
39 Spot Trading L.L.C 10,000 90,000 0.02% Put
40 HERITAGE INVESTORS MANAGEMENT CORP 10,162 92,000 0.02%
41 BRAVE ASSET MANAGEMENT INC 10,562 95,000 0.02%
42 GILDER GAGNON HOWE & CO LLC 10,514 95,000 0.02%
43 ProShare Advisors LLC 10,932 98,000 0.02%
44 US BANCORP \DE\ 11,000 99,000 0.02%
45 GSA CAPITAL PARTNERS LLP 11,142 100,000 0.02%
46 PRUDENTIAL FINANCIAL INC 11,453 103,000 0.02%
47 BANK OF MONTREAL /CAN/ 11,695 105,000 0.02%
48 AMALGAMATED BANK 12,067 109,000 0.02%
49 First Washington CORP 12,262 110,000 0.02%
50 DAVENPORT & Co LLC 12,400 111,724 0.02%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.