| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 27 | 0 | 0.00% | ||
| 2 | Creative Planning | 149 | 0 | 0.00% | ||
| 3 | Tower Research Capital LLC (TRC) | 517 | 1,000 | 0.01% | ||
| 4 | BlackRock Investment Management, LLC | 1,046 | 3,000 | 0.02% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,896 | 9,000 | 0.07% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 10,452 | 30,000 | 0.24% | ||
| 7 | MILLENNIUM MANAGEMENT LLC | 10,663 | 30,000 | 0.24% | ||
| 8 | BlackRock Fund Advisors | 14,856 | 42,000 | 0.34% | ||
| 9 | GOLDMAN SACHS GROUP INC | 21,998 | 62,000 | 0.50% | ||
| 10 | DEUTSCHE BANK AG\ | 37,711 | 106,000 | 0.85% | ||
| 11 | VANGUARD GROUP INC | 121,657 | 351,000 | 2.82% | ||
| 12 | ROYCE & ASSOCIATES LP | 125,733 | 363,000 | 2.91% | ||
| 13 | RA CAPITAL MANAGEMENT, L.P. | 521,606 | 1,476,000 | 11.84% | ||
| 14 | Tekla Capital Management LLC | 811,227 | 2,344,000 | 18.80% | ||
| 15 | FRANKLIN RESOURCES INC | 1,216,840 | 3,517,000 | 28.21% | ||
| 16 | NEA Management Company, LLC | 1,460,209 | 4,132,000 | 33.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
