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PRINCIPAL EXCHANGE TRADED FD
PRINCIPAL EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 5 Institutional holders with a total value of $11,895,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 158,000 5,817,000 48.90%
2 BANK OF AMERICA CORP /DE/ 100,000 3,682,000 30.95%
3 ROYAL BANK OF CANADA 53,945 1,986,000 16.70%
4 JANE STREET GROUP, LLC 10,533 388,000 3.26%
5 UBS Group AG 609 22,000 0.18%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.