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PRINCIPAL EXCHANGE TRADED FD
PRINCIPAL EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 3 Institutional holders with a total value of $8,257,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 158,000 5,936,000 71.89%
2 ROYAL BANK OF CANADA 52,938 1,989,000 24.09%
3 LPL Financial LLC 8,898 332,000 4.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.