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PRINCIPAL EXCHANGE TRADED FD
PRINCIPAL EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 8 Institutional holders with a total value of $284,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 EDGE ASSET MANAGEMENT, INC 6,397,100 248,463,000 87.38%
2 PRINCIPAL FINANCIAL GROUP INC 750,000 29,130,000 10.24%
3 ROYAL BANK OF CANADA 53,180 2,066,000 0.73%
4 Virtu KCG Holdings LLC 50,251 1,952,000 0.69%
5 CITIGROUP INC 29,991 1,165,000 0.41%
6 JANE STREET GROUP, LLC 24,760 962,000 0.34%
7 LPL Financial LLC 9,469 369,000 0.13%
8 Private Advisor Group, LLC 6,020 235,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.