| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 20,549,000 | 20,844,000 | 14.58% | PRN | |
| 2 | CITADEL ADVISORS LLC | 16,250,000 | 16,503,000 | 11.55% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 11,281,000 | 11,421,000 | 7.99% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 10,000,000 | 10,260,000 | 7.18% | PRN | |
| 5 | CI Global Investments Inc. | 10,052,000 | 10,228,000 | 7.16% | ||
| 6 | AMERIPRISE FINANCIAL INC | 9,962,000 | 10,136,000 | 7.09% | PRN | |
| 7 | LAZARD ASSET MANAGEMENT LLC | 8,950,000 | 9,106,000 | 6.37% | PRN | |
| 8 | Invesco Ltd. | 8,348,000 | 8,494,000 | 5.94% | ||
| 9 | BARINGS LLC | 7,985,000 | 8,125,000 | 5.68% | PRN | |
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 7,000,000 | 7,111,000 | 4.98% | PRN | |
| 11 | PROSPECTOR PARTNERS LLC | 5,500,000 | 5,596,000 | 3.92% | PRN | |
| 12 | AVIVA PLC | 5,000,000 | 5,078,000 | 3.55% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 4,000,000 | 4,041,000 | 2.83% | PRN | |
| 14 | TENOR CAPITAL MANAGEMENT Co., L.P. | 3,500,000 | 3,577,000 | 2.50% | PRN | |
| 15 | GOLDMAN SACHS GROUP INC | 2,454,000 | 2,502,000 | 1.75% | PRN | |
| 16 | Radcliffe Capital Management, L.P. | 2,000,000 | 2,030,000 | 1.42% | PRN | |
| 17 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 1,400,000 | 1,432,000 | 1.00% | PRN | |
| 18 | BANK OF AMERICA CORP /DE/ | 1,380,000 | 1,404,000 | 0.98% | PRN | |
| 19 | DUPONT CAPITAL MANAGEMENT CORP | 1,210,000 | 1,231,000 | 0.86% | ||
| 20 | Bank of New York Mellon Corp | 1,000,000 | 1,016,000 | 0.71% | ||
| 21 | VERTEX ONE ASSET MANAGEMENT INC. | 500,000 | 511,000 | 0.36% | ||
| 22 | MORGAN STANLEY | 490,000 | 493,000 | 0.34% | PRN | |
| 23 | DEUTSCHE BANK AG\ | 480,000 | 488,000 | 0.34% | PRN | |
| 24 | LPL Financial LLC | 386,000 | 390,000 | 0.27% | ||
| 25 | CREDIT SUISSE AG/ | 335,000 | 341,000 | 0.24% | PRN | |
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 204,000 | 0.14% | PRN | |
| 27 | WELLS FARGO & COMPANY/MN | 173,000 | 174,000 | 0.12% | PRN | |
| 28 | STIFEL FINANCIAL CORP | 93,610 | 94,000 | 0.07% | PRN | |
| 29 | JPMORGAN CHASE & CO | 50,000 | 51,000 | 0.04% | PRN | |
| 30 | NewSquare Capital LLC | 20,000 | 20,000 | 0.01% | ||
| 31 | Concert Wealth Management Inc. | 15,000 | 15,000 | 0.01% | PRN | |
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 4,000 | 0.00% | ||
| 33 | Pinnacle Summer Investments, Inc. | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
