| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 18,164,000 | 18,342,000 | 12.31% | PRN | |
| 2 | STEELHEAD PARTNERS LLC | 17,299,000 | 17,440,000 | 11.70% | PRN | |
| 3 | TENOR CAPITAL MANAGEMENT Co., L.P. | 13,795,000 | 14,152,000 | 9.49% | PRN | |
| 4 | CITADEL ADVISORS LLC | 12,250,000 | 12,364,000 | 8.29% | PRN | |
| 5 | BARINGS LLC | 10,485,000 | 10,557,000 | 7.08% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 9,902,000 | 9,971,000 | 6.69% | PRN | |
| 7 | LAZARD ASSET MANAGEMENT LLC | 9,615,000 | 9,681,000 | 6.49% | PRN | |
| 8 | CI Global Investments Inc. | 9,552,000 | 9,618,000 | 6.45% | ||
| 9 | GOLDMAN SACHS GROUP INC | 9,041,000 | 9,172,000 | 6.15% | PRN | |
| 10 | Invesco Ltd. | 8,348,000 | 8,405,000 | 5.64% | ||
| 11 | PROSPECTOR PARTNERS LLC | 6,000,000 | 6,041,000 | 4.05% | PRN | |
| 12 | AVIVA PLC | 5,000,000 | 5,049,000 | 3.39% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 3,900,000 | 3,927,000 | 2.63% | PRN | |
| 14 | Radcliffe Capital Management, L.P. | 3,000,000 | 3,027,000 | 2.03% | PRN | |
| 15 | SHENKMAN CAPITAL MANAGEMENT INC | 2,385,000 | 2,413,000 | 1.62% | PRN | |
| 16 | DEUTSCHE BANK AG\ | 2,045,000 | 2,058,000 | 1.38% | PRN | |
| 17 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 1,400,000 | 1,417,000 | 0.95% | PRN | |
| 18 | DUPONT CAPITAL MANAGEMENT CORP | 1,210,000 | 1,218,000 | 0.82% | ||
| 19 | Bank of New York Mellon Corp | 1,000,000 | 1,010,000 | 0.68% | ||
| 20 | NOMURA HOLDINGS INC | 515,000 | 518,000 | 0.35% | PRN | |
| 21 | VERTEX ONE ASSET MANAGEMENT INC. | 500,000 | 506,000 | 0.34% | ||
| 22 | MORGAN STANLEY | 393,000 | 395,000 | 0.27% | PRN | |
| 23 | LPL Financial LLC | 391,000 | 393,000 | 0.26% | ||
| 24 | SUNTRUST BANKS INC | 305,000 | 306,000 | 0.21% | ||
| 25 | JPMORGAN CHASE & CO | 271,000 | 273,000 | 0.18% | PRN | |
| 26 | Private Advisor Group, LLC | 267,000 | 268,000 | 0.18% | PRN | |
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 201,000 | 0.13% | PRN | |
| 28 | STIFEL FINANCIAL CORP | 133,915 | 134,000 | 0.09% | PRN | |
| 29 | WELLS FARGO & COMPANY/MN | 97,000 | 98,000 | 0.07% | PRN | |
| 30 | WOLVERINE ASSET MANAGEMENT LLC | 60,000 | 60,000 | 0.04% | PRN | |
| 31 | NewSquare Capital LLC | 20,000 | 20,000 | 0.01% | ||
| 32 | Concert Wealth Management Inc. | 15,000 | 15,000 | 0.01% | PRN | |
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 4,000 | 0.00% | ||
| 34 | Pinnacle Summer Investments, Inc. | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
