| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Pinnacle Summer Investments, Inc. | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,000 | 4,000 | 0.00% | ||
| 3 | NEXT Financial Group, Inc | 5,000 | 5,000 | 0.00% | PRN | |
| 4 | BARCLAYS PLC | 7,000 | 7,000 | 0.01% | PRN | |
| 5 | Sigma Planning Corp | 10,000 | 10,000 | 0.01% | ||
| 6 | Concert Wealth Management Inc. | 15,000 | 15,000 | 0.01% | PRN | |
| 7 | Cambridge Investment Research Advisors, Inc. | 15,000 | 15,000 | 0.01% | ||
| 8 | ADVENT CAPITAL MANAGEMENT /DE/ | 26,000 | 26,000 | 0.02% | PRN | |
| 9 | MORGAN STANLEY | 121,000 | 121,000 | 0.10% | PRN | |
| 10 | STIFEL FINANCIAL CORP | 152,911 | 153,000 | 0.13% | PRN | |
| 11 | WELLS FARGO & COMPANY/MN | 173,000 | 173,000 | 0.15% | PRN | |
| 12 | Private Advisor Group, LLC | 292,000 | 292,000 | 0.25% | PRN | |
| 13 | LPL Financial LLC | 351,000 | 351,000 | 0.30% | ||
| 14 | VERTEX ONE ASSET MANAGEMENT INC. | 500,000 | 502,000 | 0.43% | ||
| 15 | GOLDMAN SACHS GROUP INC | 1,025,000 | 1,019,000 | 0.88% | PRN | |
| 16 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 1,170,000 | 1,169,000 | 1.01% | ||
| 17 | DUPONT CAPITAL MANAGEMENT CORP | 1,210,000 | 1,209,000 | 1.05% | ||
| 18 | DEUTSCHE BANK AG\ | 1,315,000 | 1,314,000 | 1.14% | PRN | |
| 19 | Bank of New York Mellon Corp | 1,500,000 | 1,499,000 | 1.30% | ||
| 20 | PROSPECTOR PARTNERS LLC | 2,225,000 | 2,224,000 | 1.92% | PRN | |
| 21 | SSI INVESTMENT MANAGEMENT LLC | 3,459,000 | 3,457,000 | 2.99% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 3,971,000 | 3,969,000 | 3.43% | PRN | |
| 23 | CI Global Investments Inc. | 9,552,000 | 9,546,000 | 8.26% | ||
| 24 | CITADEL ADVISORS LLC | 12,250,000 | 12,263,000 | 10.61% | PRN | |
| 25 | TENOR CAPITAL MANAGEMENT Co., L.P. | 13,795,000 | 14,027,000 | 12.13% | PRN | |
| 26 | Invesco Ltd. | 15,598,000 | 15,588,000 | 13.48% | ||
| 27 | Radcliffe Capital Management, L.P. | 17,657,000 | 17,673,000 | 15.29% | PRN | |
| 28 | STEELHEAD PARTNERS LLC | 28,967,000 | 28,967,000 | 25.06% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
