| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Newtyn Management, LLC | 6,300,000 | 7,875,000 | 37.59% | ||
| 2 | Novo Holdings A/S | 4,622,032 | 5,824,000 | 27.80% | PRN | |
| 3 | Clearbridge Investments, LLC | 1,963,482 | 2,474,000 | 11.81% | ||
| 4 | 683 Capital Management, LLC | 1,222,434 | 1,540,000 | 7.35% | ||
| 5 | VANGUARD GROUP INC | 662,572 | 828,000 | 3.95% | ||
| 6 | PURA VIDA INVESTMENTS, LLC | 586,936 | 740,000 | 3.53% | ||
| 7 | Tetragon Partners GP Ltd | 523,528 | 660,000 | 3.15% | ||
| 8 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 166,500 | 208,000 | 0.99% | ||
| 9 | Hudson Bay Capital Management LP | 160,617 | 201,000 | 0.96% | ||
| 10 | PRICE T ROWE ASSOCIATES INC /MD/ | 132,507 | 166,000 | 0.79% | ||
| 11 | DEUTSCHE BANK AG\ | 74,500 | 93,000 | 0.44% | ||
| 12 | HIGHLAND CAPITAL MANAGEMENT LP | 69,326 | 87,000 | 0.42% | ||
| 13 | CSS LLC/IL | 54,980 | 69,000 | 0.33% | ||
| 14 | Yakira Capital Management, Inc. | 38,308 | 48,000 | 0.23% | SH | |
| 15 | MORGAN STANLEY | 28,500 | 36,000 | 0.17% | ||
| 16 | CITADEL ADVISORS LLC | 28,541 | 36,000 | 0.17% | ||
| 17 | PRELUDE CAPITAL MANAGEMENT, LLC | 28,001 | 35,000 | 0.17% | ||
| 18 | WASHINGTON TRUST Co | 13,941 | 18,000 | 0.09% | ||
| 19 | Tower Research Capital LLC (TRC) | 6,372 | 8,000 | 0.04% | ||
| 20 | Creative Planning | 2,000 | 3,000 | 0.01% | ||
| 21 | CapWealth Advisors, LLC | 500 | 1,000 | 0.00% | ||
| 22 | UBS Group AG | 100 | 0 | 0.00% | ||
| 23 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
