| 1 |
Newtyn Management, LLC |
6,300,000 |
8,190,000 |
37.60% |
|
|
| 2 |
Novo Holdings A/S |
4,622,032 |
6,055,000 |
27.80% |
|
PRN |
| 3 |
Clearbridge Investments, LLC |
1,960,287 |
2,568,000 |
11.79% |
|
|
| 4 |
683 Capital Management, LLC |
1,222,434 |
1,601,000 |
7.35% |
|
|
| 5 |
Tetragon Partners GP Ltd |
712,232 |
933,000 |
4.28% |
|
|
| 6 |
VANGUARD GROUP INC |
662,572 |
861,000 |
3.95% |
|
|
| 7 |
PURA VIDA INVESTMENTS, LLC |
586,936 |
769,000 |
3.53% |
|
|
| 8 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
166,500 |
217,000 |
1.00% |
|
|
| 9 |
PRICE T ROWE ASSOCIATES INC /MD/ |
132,507 |
172,000 |
0.79% |
|
|
| 10 |
HIGHLAND CAPITAL MANAGEMENT LP |
69,326 |
90,000 |
0.41% |
|
|
| 11 |
CSS LLC/IL |
54,980 |
72,000 |
0.33% |
|
|
| 12 |
DELTEC ASSET MANAGEMENT LLC |
49,396 |
65,000 |
0.30% |
|
|
| 13 |
Yakira Capital Management, Inc. |
38,308 |
50,000 |
0.23% |
|
SH |
| 14 |
PRELUDE CAPITAL MANAGEMENT, LLC |
28,001 |
37,000 |
0.17% |
|
|
| 15 |
MORGAN STANLEY |
27,500 |
36,000 |
0.17% |
|
|
| 16 |
CITADEL ADVISORS LLC |
28,022 |
36,000 |
0.17% |
|
|
| 17 |
WASHINGTON TRUST Co |
13,941 |
18,000 |
0.08% |
|
|
| 18 |
Tower Research Capital LLC (TRC) |
5,572 |
7,000 |
0.03% |
|
|
| 19 |
Creative Planning |
2,000 |
3,000 |
0.01% |
|
|
| 20 |
CapWealth Advisors, LLC |
500 |
1,000 |
0.00% |
|
|
| 21 |
UBS Group AG |
100 |
0 |
0.00% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
100 |
0 |
0.00% |
|
|
| 24 |
JPMORGAN CHASE & CO |
171 |
0 |
0.00% |
|
|
