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AXSOME THERAPEUTICS INC
AXSOME THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 35 Institutional holders with a total value of $43,724,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,673,385 20,157,000 46.10%
2 JPMORGAN CHASE & CO 1,582,231 11,930,000 27.28%
3 Lombard Odier Asset Management (USA) Corp 341,790 2,577,000 5.89%
4 BlackRock Fund Advisors 288,831 2,178,000 4.98%
5 VANGUARD GROUP INC 247,937 1,869,000 4.27%
6 Allianz Asset Management GmbH 119,240 899,000 2.06%
7 STATE STREET CORP 113,491 856,000 1.96%
8 MORGAN STANLEY 59,617 449,000 1.03%
9 BlackRock Institutional Trust Company, N.A. 55,543 419,000 0.96%
10 GEODE CAPITAL MANAGEMENT, LLC 48,325 364,000 0.83%
11 Mariner, LLC 41,525 313,000 0.72%
12 BlackRock Investment Management, LLC 38,062 287,000 0.66%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 32,742 247,000 0.56%
14 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 23,312 176,000 0.40%
15 NORTHERN TRUST CORP 21,692 164,000 0.38%
16 Bank of New York Mellon Corp 21,354 161,000 0.37%
17 GOLDMAN SACHS GROUP INC 17,854 135,000 0.31%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 17,700 134,000 0.31%
19 TEACHERS ADVISORS, LLC 17,034 128,000 0.29%
20 NEW YORK STATE COMMON RETIREMENT FUND 8,371 63,000 0.14%
21 Nationwide Fund Advisors 6,474 49,000 0.11%
22 AMERICAN INTERNATIONAL GROUP, INC. 6,400 48,256 0.11%
23 STRS OHIO 3,700 27,000 0.06%
24 BLACKROCK ADVISORS LLC 2,844 21,000 0.05%
25 ACADIAN ASSET MANAGEMENT LLC 1,909 14,000 0.03%
26 DEUTSCHE BANK AG\ 1,738 12,000 0.03%
27 BANK OF AMERICA CORP /DE/ 1,381 10,000 0.02%
28 WELLS FARGO & COMPANY/MN 1,000 8,000 0.02%
29 CITIGROUP INC 1,121 8,000 0.02%
30 UBS Group AG 937 7,000 0.02%
31 Tower Research Capital LLC (TRC) 481 4,000 0.01%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 533 4,000 0.01%
33 BNP PARIBAS FINANCIAL MARKETS 440 3,318 0.01%
34 BlackRock Finance, Inc. 419 3,000 0.01%
35 WOLVERINE TRADING LP /BD 12 90 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.