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AXSOME THERAPEUTICS INC
AXSOME THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $49,570,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,673,385 21,066,000 42.50%
2 JPMORGAN CHASE & CO 1,592,856 12,552,000 25.32%
3 STIFEL FINANCIAL CORP 415,279 3,272,000 6.60%
4 Lombard Odier Asset Management (USA) Corp 328,061 2,585,000 5.21%
5 BlackRock Fund Advisors 301,198 2,373,000 4.79%
6 VANGUARD GROUP INC 253,749 2,000,000 4.03%
7 STATE STREET CORP 126,222 996,000 2.01%
8 Allianz Asset Management GmbH 110,090 847,000 1.71%
9 NORTHERN TRUST CORP 104,957 827,000 1.67%
10 BlackRock Institutional Trust Company, N.A. 56,104 442,000 0.89%
11 GEODE CAPITAL MANAGEMENT, LLC 49,130 387,000 0.78%
12 Mariner, LLC 45,000 355,000 0.72%
13 BlackRock Investment Management, LLC 37,940 299,000 0.60%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 32,742 258,000 0.52%
15 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 23,212 183,000 0.37%
16 MORGAN STANLEY 21,831 172,000 0.35%
17 Bank of New York Mellon Corp 21,354 169,000 0.34%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 17,700 140,000 0.28%
19 TEACHERS ADVISORS, LLC 17,034 134,000 0.27%
20 BALDWIN WEALTH PARTNERS LLC/MA 15,151 119,000 0.24%
21 CITADEL ADVISORS LLC 13,171 104,000 0.21%
22 NEW YORK STATE COMMON RETIREMENT FUND 8,371 66,000 0.13%
23 Nationwide Fund Advisors 6,474 51,000 0.10%
24 AMERICAN INTERNATIONAL GROUP, INC. 6,409 50,503 0.10%
25 BLACKROCK ADVISORS LLC 4,402 35,000 0.07%
26 STRS OHIO 3,600 28,000 0.06%
27 WELLS FARGO & COMPANY/MN 2,325 18,000 0.04%
28 DEUTSCHE BANK AG\ 1,829 14,000 0.03%
29 CITIGROUP INC 912 7,000 0.01%
30 BNP PARIBAS FINANCIAL MARKETS 756 5,957 0.01%
31 BANK OF AMERICA CORP /DE/ 499 4,000 0.01%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 533 4,000 0.01%
33 BlackRock Finance, Inc. 419 3,000 0.01%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 391 3,000 0.01%
35 BARCLAYS PLC 139 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.