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AXSOME THERAPEUTICS INC
AXSOME THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 40 Institutional holders with a total value of $41,528,505.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,361,625 15,941,000 38.39%
2 JPMORGAN CHASE & CO 1,604,239 10,828,000 26.07%
3 STIFEL FINANCIAL CORP 415,279 2,803,000 6.75%
4 BlackRock Fund Advisors 358,046 2,417,000 5.82%
5 VANGUARD GROUP INC 272,189 1,837,000 4.42%
6 Lombard Odier Asset Management (USA) Corp 250,000 1,688,000 4.06%
7 STATE STREET CORP 134,688 908,000 2.19%
8 Allianz Asset Management GmbH 110,090 743,000 1.79%
9 NORTHERN TRUST CORP 105,233 711,000 1.71%
10 MILLENNIUM MANAGEMENT LLC 84,805 572,000 1.38%
11 BlackRock Institutional Trust Company, N.A. 68,791 464,000 1.12%
12 GEODE CAPITAL MANAGEMENT, LLC 52,647 355,000 0.85%
13 MORGAN STANLEY 50,158 338,000 0.81%
14 Mariner, LLC 45,000 304,000 0.73%
15 BlackRock Investment Management, LLC 37,940 256,000 0.62%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 35,780 242,000 0.58%
17 Bank of New York Mellon Corp 30,918 208,000 0.50%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 22,912 155,000 0.37%
19 BALDWIN WEALTH PARTNERS LLC/MA 19,651 133,000 0.32%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 17,700 120,000 0.29%
21 TEACHERS ADVISORS, LLC 17,034 115,000 0.28%
22 Sandy Spring Bank 8,755 59,000 0.14%
23 NEW YORK STATE COMMON RETIREMENT FUND 8,371 57,000 0.14%
24 DEUTSCHE BANK AG\ 7,108 47,000 0.11%
25 Nationwide Fund Advisors 6,474 44,000 0.11%
26 AMERICAN INTERNATIONAL GROUP, INC. 6,392 43,000 0.10%
27 BLACKROCK ADVISORS LLC 3,783 26,000 0.06%
28 STRS OHIO 3,600 24,000 0.06%
29 CITIGROUP INC 3,445 23,000 0.06%
30 WELLS FARGO & COMPANY/MN 2,325 16,000 0.04%
31 UBS Group AG 1,750 12,000 0.03%
32 BANK OF AMERICA CORP /DE/ 1,527 10,000 0.02%
33 Legal & General Group Plc 1,158 8,000 0.02%
34 ROYAL BANK OF CANADA 759 5,000 0.01%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 533 4,000 0.01%
36 MEEDER ASSET MANAGEMENT INC 600 4,000 0.01%
37 BlackRock Finance, Inc. 419 3,000 0.01%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 391 3,000 0.01%
39 BNP PARIBAS FINANCIAL MARKETS 223 1,505 0.00%
40 BARCLAYS PLC 139 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.