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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $7,480,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 500 0 0.00% Call
2 CITIGROUP INC 16 0 0.00%
3 BENJAMIN F. EDWARDS & COMPANY, INC. 100 1,000 0.01%
4 WFG Advisors, LP 85 1,000 0.01%
5 CUTLER GROUP LLC / CA 1,400 1,000 0.01% Put
6 ATWOOD & PALMER INC 50 1,000 0.01%
7 Mariner, LLC 83 1,000 0.01%
8 Lenox Wealth Management, Inc. 104 1,000 0.01%
9 UBS Group AG 162 2,000 0.03%
10 MSI Financial Services Inc 145 2,000 0.03%
11 PNC FINANCIAL SERVICES GROUP, INC. 220 3,000 0.04%
12 Corbenic Partners LLC 345 4,000 0.05%
13 NEXT Financial Group, Inc 654 9,000 0.12%
14 Tower Research Capital LLC (TRC) 768 10,000 0.13%
15 Creative Planning 916 12,000 0.16%
16 Stonehage Fleming Financial Services Holdings Ltd 1,500 20,000 0.27%
17 Virtus Investment Advisers, LLC 1,570 20,000 0.27%
18 SYNOVUS FINANCIAL CORP 2,387 31,000 0.41%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,294 69,000 0.92%
20 IFP ADVISORS, INC 6,126 80,000 1.07%
21 BANK OF AMERICA CORP /DE/ 6,453 84,000 1.12%
22 ROYAL BANK OF CANADA 10,182 132,000 1.76%
23 FLOW TRADERS U.S. LLC 10,572 138,000 1.84%
24 Verity Asset Management, Inc. 10,712 140,000 1.87%
25 WELLS FARGO & COMPANY/MN 16,607 217,000 2.90%
26 LPL Financial LLC 17,364 219,000 2.93%
27 JANE STREET GROUP, LLC 18,430 240,000 3.21%
28 Private Advisor Group, LLC 20,867 264,000 3.53%
29 GENEOS WEALTH MANAGEMENT INC. 22,850 297,000 3.97%
30 CITADEL ADVISORS LLC 24,200 316,000 4.22% Call
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,900 546,000 7.30% Put
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,529 724,000 9.68%
33 MORGAN STANLEY 72,191 941,000 12.58%
34 FMR LLC 226,500 2,954,000 39.49%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.