| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,126,341 | 3,615,000 | 49.08% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 553,048 | 1,775,000 | 24.10% | ||
| 3 | CREDIT SUISSE AG/ | 326,844 | 1,049,000 | 14.24% | ||
| 4 | Yakira Capital Management, Inc. | 126,445 | 406,000 | 5.51% | SH | |
| 5 | MARINER INVESTMENT GROUP LLC | 62,400 | 200,000 | 2.72% | ||
| 6 | WFG Advisors, LP | 33,969 | 109,000 | 1.48% | ||
| 7 | Virtu KCG Holdings LLC | 15,505 | 50,000 | 0.68% | ||
| 8 | Sigma Planning Corp | 12,876 | 41,000 | 0.56% | ||
| 9 | NORTHERN TRUST CORP | 12,855 | 41,000 | 0.56% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,244 | 39,000 | 0.53% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 6,196 | 20,000 | 0.27% | ||
| 12 | UBS Group AG | 3,014 | 10,000 | 0.14% | ||
| 13 | ASSETMARK, INC | 1,900 | 6,000 | 0.08% | ||
| 14 | MORGAN STANLEY | 801 | 3,000 | 0.04% | ||
| 15 | INTEGRATED WEALTH MANAGEMENT | 522 | 2,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 67 | 0 | 0.00% | ||
| 17 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
