| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,121,032 | 2,309,000 | 51.99% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 585,842 | 1,060,000 | 23.87% | ||
| 3 | Radcliffe Capital Management, L.P. | 212,691 | 385,000 | 8.67% | ||
| 4 | Yakira Capital Management, Inc. | 137,695 | 249,000 | 5.61% | SH | |
| 5 | AUSDAL FINANCIAL PARTNERS, INC. | 93,231 | 169,000 | 3.81% | ||
| 6 | Ancora Advisors LLC | 45,406 | 82,000 | 1.85% | ||
| 7 | WFG Advisors, LP | 34,781 | 63,000 | 1.42% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,054 | 29,000 | 0.65% | ||
| 9 | NORTHERN TRUST CORP | 12,455 | 22,000 | 0.50% | ||
| 10 | RBF Capital, LLC | 10,836 | 20,000 | 0.45% | ||
| 11 | CITADEL ADVISORS LLC | 10,591 | 19,000 | 0.43% | ||
| 12 | PEAK6 Group LLC | 5,600 | 10,000 | 0.23% | ||
| 13 | PEAK6 Group LLC | 5,600 | 10,000 | 0.23% | Put | |
| 14 | UBS Group AG | 4,046 | 7,000 | 0.16% | ||
| 15 | BARCLAYS PLC | 1,927 | 3,000 | 0.07% | ||
| 16 | Creative Planning | 455 | 1,000 | 0.02% | ||
| 17 | MORGAN STANLEY | 801 | 1,000 | 0.02% | ||
| 18 | Tower Research Capital LLC (TRC) | 452 | 1,000 | 0.02% | ||
| 19 | Vantage Investment Advisors, LLC | 610 | 1,000 | 0.02% | ||
| 20 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
