| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,121,332 | 2,929,000 | 51.97% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 579,042 | 1,517,000 | 26.92% | ||
| 3 | Radcliffe Capital Management, L.P. | 153,200 | 401,000 | 7.11% | ||
| 4 | Yakira Capital Management, Inc. | 137,695 | 361,000 | 6.41% | SH | |
| 5 | MARINER INVESTMENT GROUP LLC | 62,400 | 163,000 | 2.89% | ||
| 6 | WFG Advisors, LP | 35,836 | 94,000 | 1.67% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,054 | 42,000 | 0.75% | ||
| 8 | NORTHERN TRUST CORP | 12,455 | 32,000 | 0.57% | ||
| 9 | Sigma Planning Corp | 10,867 | 28,000 | 0.50% | ||
| 10 | PEAK6 Group LLC | 10,400 | 27,000 | 0.48% | Put | |
| 11 | PEAK6 Group LLC | 5,953 | 16,000 | 0.28% | ||
| 12 | UBS Group AG | 4,424 | 12,000 | 0.21% | ||
| 13 | ASSETMARK, INC | 1,900 | 5,000 | 0.09% | ||
| 14 | Creative Planning | 1,700 | 4,000 | 0.07% | ||
| 15 | MORGAN STANLEY | 801 | 2,000 | 0.04% | ||
| 16 | Tower Research Capital LLC (TRC) | 760 | 2,000 | 0.04% | ||
| 17 | INTEGRATED WEALTH MANAGEMENT | 522 | 1,000 | 0.02% | ||
| 18 | CITIGROUP INC | 1 | 0 | 0.00% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
