| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% | ||
| 2 | BARCLAYS PLC | 26 | 0 | 0.00% | ||
| 3 | UBS Group AG | 562 | 1,000 | 0.02% | ||
| 4 | RBF Capital, LLC | 10,836 | 24,000 | 0.48% | ||
| 5 | NORTHERN TRUST CORP | 13,391 | 28,000 | 0.56% | ||
| 6 | CITADEL ADVISORS LLC | 13,974 | 30,000 | 0.60% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,510 | 33,000 | 0.66% | ||
| 8 | WFG Advisors, LP | 32,477 | 69,000 | 1.38% | ||
| 9 | Ancora Advisors LLC | 48,156 | 103,000 | 2.07% | ||
| 10 | AUSDAL FINANCIAL PARTNERS, INC. | 91,651 | 195,000 | 3.91% | ||
| 11 | Yakira Capital Management, Inc. | 142,096 | 303,000 | 6.08% | SH | |
| 12 | Radcliffe Capital Management, L.P. | 229,641 | 489,000 | 9.81% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 620,907 | 1,323,000 | 26.53% | ||
| 14 | Bulldog Investors, LLP | 1,121,332 | 2,388,000 | 47.89% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
