| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROOSEVELT INVESTMENT GROUP LLC | 419,388 | 11,072,000 | 48.78% | ||
| 2 | Crow Point Partners, LLC | 350,000 | 9,202,000 | 40.54% | ||
| 3 | FULTON BREAKEFIELD BROENNIMAN LLC | 59,950 | 1,583,000 | 6.97% | ||
| 4 | Smith Affiliated Capital Corp. | 27,100 | 715,440 | 3.15% | PRN | |
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 53,000 | 0.23% | ||
| 6 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 2,000 | 53,000 | 0.23% | ||
| 7 | GLENMEDE TRUST CO NA | 650 | 17,000 | 0.07% | ||
| 8 | INTELLECTUS PARTNERS, LLC | 95 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
