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FLEXSHARES NATURAL RESOURCES ETF
FLEXSHARES NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 36 Institutional holders with a total value of $2,779,728,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 74,293,161 2,604,718,000 93.70%
2 Valmark Advisers, Inc. 3,220,190 112,900,000 4.06%
3 DOW CHEMICAL CO /DE/ 428,500 15,027,000 0.54%
4 TD Ameritrade Trust Co 320,381 11,233,000 0.40%
5 MORGAN STANLEY 227,024 7,960,000 0.29%
6 COMERICA BANK 198,834 6,971,000 0.25%
7 LifePlan Financial Group, Inc 195,720 6,862,000 0.25%
8 FIRSTMERIT BANK N A TRUSTEE 68,582 2,404,000 0.09%
9 DEUTSCHE BANK AG\ 50,736 1,778,000 0.06%
10 BANK OF AMERICA CORP /DE/ 32,202 1,129,000 0.04%
11 ENVESTNET ASSET MANAGEMENT INC 25,620 898,000 0.03%
12 CITIGROUP INC 24,430 857,000 0.03%
13 SYNOVUS FINANCIAL CORP 22,200 778,000 0.03%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,089 739,000 0.03%
15 JPMORGAN CHASE & CO 17,643 619,000 0.02%
16 WELLS FARGO & COMPANY/MN 17,360 609,000 0.02%
17 US BANCORP \DE\ 15,264 535,000 0.02%
18 LPL Financial LLC 14,203 498,000 0.02%
19 Bank of New York Mellon Corp 13,175 462,000 0.02%
20 KMS FINANCIAL SERVICES, INC 12,060 423,000 0.02%
21 PARK NATIONAL CORP /OH/ 11,500 403,190 0.01%
22 Dynamic Advisor Solutions LLC 9,544 335,000 0.01%
23 Montecito Bank & Trust 9,541 335,000 0.01%
24 Sequoia Financial Advisors, LLC 8,870 311,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 8,100 284,000 0.01%
26 Evanson Asset Management, LLC 6,478 227,000 0.01%
27 FineMark National Bank & Trust 3,825 134,000 0.00%
28 Ledyard National Bank 2,770 97,000 0.00%
29 WASHINGTON TRUST BANK 1,793 63,000 0.00%
30 WHITTIER TRUST CO 1,073 38,000 0.00%
31 Pinnacle Summer Investments, Inc. 692 25,000 0.00%
32 UBS AG 636 22,000 0.00%
33 ROYAL BANK OF CANADA 499 17,000 0.00%
34 DUBUQUE BANK & TRUST CO 452 16,000 0.00%
35 INTERACTIVE FINANCIAL ADVISORS, INC. 398 14,000 0.00%
36 FIFTH THIRD BANCORP 189 7,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.