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FLEXSHARES NATURAL RESOURCES ETF
FLEXSHARES NATURAL RESOURCES ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 52 Institutional holders with a total value of $2,353,611,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 71,408,424 2,130,470,000 90.52%
2 Valmark Advisers, Inc. 4,786,780 142,838,000 6.07%
3 TD Ameritrade Trust Co 509,638 15,205,000 0.65%
4 DOW CHEMICAL CO /DE/ 428,500 12,778,000 0.54%
5 QS Investors, LLC 402,075 11,990,000 0.51%
6 CONNABLE OFFICE INC 269,919 8,053,000 0.34%
7 BANK OF AMERICA CORP /DE/ 181,111 5,404,000 0.23%
8 UBS Group AG 156,451 4,668,000 0.20%
9 MOLLER WEALTH PARTNERS 122,143 3,644,000 0.15%
10 MORGAN STANLEY 83,585 2,494,000 0.11%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,225 2,154,000 0.09%
12 LifePlan Financial Group, Inc 52,190 1,557,000 0.07%
13 Ledyard National Bank 50,920 1,519,000 0.06%
14 CITIGROUP INC 50,494 1,506,000 0.06%
15 FIRSTMERIT BANK N A TRUSTEE 33,101 987,000 0.04%
16 JPMORGAN CHASE & CO 27,415 818,000 0.03%
17 Fusion Investment Group, LLC 24,822 741,000 0.03%
18 Lattice Strategies LLC 23,095 689,000 0.03%
19 SYNOVUS FINANCIAL CORP 22,200 662,000 0.03%
20 OLD MISSION CAPITAL LLC 21,003 627,000 0.03%
21 LPL Financial LLC 19,723 593,000 0.03%
22 WELLS FARGO & COMPANY/MN 15,994 478,000 0.02%
23 FineMark National Bank & Trust 11,957 357,000 0.02%
24 PARK NATIONAL CORP /OH/ 11,896 355,000 0.02%
25 ENVESTNET ASSET MANAGEMENT INC 10,558 315,000 0.01%
26 CENTRAL BANK & TRUST CO 10,455 312,000 0.01%
27 GOLDMAN SACHS GROUP INC 10,366 309,000 0.01%
28 Sequoia Financial Advisors, LLC 9,803 292,000 0.01%
29 Family Firm, Inc. 9,737 290,000 0.01%
30 MILLENNIUM MANAGEMENT LLC 8,018 239,000 0.01%
31 J.P. Morgan Private Wealth Advisors LLC 6,811 203,000 0.01%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,223 186,000 0.01%
33 MARINER WEALTH ADVISORS-NYC, LLC 5,379 160,000 0.01%
34 ROYAL BANK OF CANADA 3,959 118,000 0.01%
35 FIFTH THIRD BANCORP 3,754 112,000 0.00%
36 Apriem Advisors 3,510 105,000 0.00%
37 BANK OF MONTREAL /CAN/ 2,652 79,000 0.00%
38 INTERACTIVE FINANCIAL ADVISORS, INC. 1,421 42,000 0.00%
39 JFS WEALTH ADVISORS, LLC 1,300 39,000 0.00%
40 WHITTIER TRUST CO 1,073 32,000 0.00%
41 AMERICAN INTERNATIONAL GROUP, INC. 983 29,328 0.00%
42 SEI INVESTMENTS CO 973 29,000 0.00%
43 EFG Private Wealth Management (Americas) Corp. 949 28,000 0.00%
44 Orion Porfolio Solutions, LLC 775 23,000 0.00%
45 Pinnacle Summer Investments, Inc. 692 21,000 0.00%
46 MSI Financial Services Inc 672 20,000 0.00%
47 US BANCORP \DE\ 456 14,000 0.00%
48 Tradewinds Capital Management, LLC 300 9,000 0.00%
49 WASHINGTON TRUST BANK 198 6,000 0.00%
50 PNC FINANCIAL SERVICES GROUP, INC. 198 6,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.