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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 47 Institutional holders with a total value of $3,023,459,278.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 75,539,931 2,823,683,000 93.39%
2 Valmark Advisers, Inc. 3,298,712 123,306,000 4.08%
3 DOW CHEMICAL CO /DE/ 428,500 16,017,000 0.53%
4 TD Ameritrade Trust Co 317,895 11,883,000 0.39%
5 MORGAN STANLEY 228,595 8,544,000 0.28%
6 LifePlan Financial Group, Inc 204,771 7,654,000 0.25%
7 COMERICA BANK 180,871 6,762,000 0.22%
8 DEUTSCHE BANK AG\ 172,718 6,456,000 0.21%
9 BANK OF AMERICA CORP /DE/ 95,731 3,578,000 0.12%
10 FIRSTMERIT BANK N A TRUSTEE 54,940 2,054,000 0.07%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,788 1,898,000 0.06%
12 JANE STREET GROUP, LLC 42,196 1,577,000 0.05%
13 CITIGROUP INC 29,430 1,100,000 0.04%
14 SYNOVUS FINANCIAL CORP 22,200 830,000 0.03%
15 US BANCORP \DE\ 21,213 793,000 0.03%
16 ENVESTNET ASSET MANAGEMENT INC 18,420 689,000 0.02%
17 Ledyard National Bank 17,140 641,000 0.02%
18 LPL Financial LLC 16,609 621,000 0.02%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,981 523,000 0.02%
20 KING LUTHER CAPITAL MANAGEMENT CORP 13,900 520,000 0.02%
21 PARK NATIONAL CORP /OH/ 11,896 444,672 0.01%
22 Dynamic Advisor Solutions LLC 10,610 397,000 0.01%
23 Geneva Advisors, LLC 10,200 381,000 0.01%
24 Sequoia Financial Advisors, LLC 9,839 368,000 0.01%
25 Montecito Bank & Trust 9,541 357,000 0.01%
26 HighTower Advisors, LLC 9,500 355,000 0.01%
27 WELLS FARGO & COMPANY/MN 7,648 286,000 0.01%
28 BANK OF MONTREAL /CAN/ 7,076 265,000 0.01%
29 Creative Planning 6,800 254,000 0.01%
30 Bank of New York Mellon Corp 6,686 250,000 0.01%
31 Evanson Asset Management, LLC 6,478 242,000 0.01%
32 UBS AG 4,380 164,000 0.01%
33 FIFTH THIRD BANCORP 3,389 127,000 0.00%
34 Apriem Advisors 1,800 67,000 0.00%
35 WASHINGTON TRUST BANK 1,793 67,000 0.00%
36 JFS WEALTH ADVISORS, LLC 1,300 49,000 0.00%
37 EFG Private Wealth Management (Americas) Corp. 1,213 45,000 0.00%
38 WHITTIER TRUST CO 1,073 40,000 0.00%
39 SeaBridge Investment Advisors LLC 900 34,000 0.00%
40 Pinnacle Summer Investments, Inc. 692 26,000 0.00%
41 GLENMEDE TRUST CO NA 622 23,000 0.00%
42 AMERICAN INTERNATIONAL GROUP, INC. 578 21,606 0.00%
43 ROYAL BANK OF CANADA 499 19,000 0.00%
44 NEW ENGLAND SECURITIES CORP /MA/ 495 19,000 0.00%
45 INTERACTIVE FINANCIAL ADVISORS, INC. 313 12,000 0.00%
46 NEXT Financial Group, Inc 275 10,000 0.00%
47 DUBUQUE BANK & TRUST CO 200 7,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.